COMPLY

Registration Account Executive

COMPLY

full-time

Posted on:

Location Type: Remote

Location: United States

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Salary

💰 $55,000 - $65,000 per year

About the role

  • Own the full sales cycle for new registration and ongoing compliance solutions, from discovery through close
  • Engage with prospects launching RIAs or seeking to modernize their compliance programs
  • Lead thoughtful discovery conversations to understand firm structure, growth plans, and regulatory needs
  • Position Comply as a long-term compliance partner, not just a point solution
  • Educate prospects on SEC and state registration requirements and ongoing compliance obligations
  • Collaborate closely with marketing, partnerships, and customer success to drive pipeline and retention
  • Maintain accurate pipeline management and forecasting in Salesforce
  • Stay current on regulatory trends impacting RIAs and financial firms

Requirements

  • 3+ years of B2B sales experience (SaaS, fintech, regtech, or financial services preferred)
  • Experience selling to RIAs, financial advisors, or compliance/operations leaders is a strong plus
  • Proven ability to manage a full sales cycle in a high-volume environment
  • Strong communication skills: written, verbal, and presentation
  • Familiarity with CRM tools (Salesforce preferred)
  • A consultative seller who leads with curiosity and credibility
  • Comfortable selling into regulated environments and complex buying cycles
  • Confident speaking with founders and senior stakeholders
  • Organized, proactive, and accountable for outcomes
  • Motivated by helping firms make informed, long-term decisions
Benefits
  • Performance-based bonus tied to achievement of specific targets
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
B2B salesfull sales cycle managementpipeline managementforecasting
Soft Skills
strong communication skillsconsultative sellingcuriositycredibilityorganizationproactivityaccountability