Senior Manager, Regulatory Advisory and Compliance
T. Rowe Price
VP, Data Compliance and Risk Management
Citi
full-time
Posted on:
Location Type: Hybrid
Location: Getzville • Montana, New York • 🇺🇸 United States
Visit company websiteSalary
💰 $92,000 - $138,000 per year
Job Level
Lead
Tech Stack
Tableau
About the role
- Serve as senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM), developing and implementing elements of the data compliance risk oversight program
- Analyze controls, issues, data concerns and status of remediation and mitigation efforts; perform trend analysis for data compliance risks
- Support Business Execution initiatives, Cross-Functional initiatives and Compliance Independent Reviews, including the DCRO Program
- Design, develop, deliver and maintain program to provide oversight of data compliance risk
- Identify and assess Citi’s key data compliance risks
- Ensure data compliance risks are effectively identified, measured, monitored, controlled, and reported consistent with the bank’s risk appetite and risk governance framework
- Support systems and reporting needs within DCRO, CRMP and broader ICRM, emphasizing aggregation and trending analysis
- Support development of ICRM data compliance risk strategy, system and reporting requirements
- Perform data aggregation for all levels of reporting (Business Unit, Committees, Product)
- Develop, implement and manage CRMP data aggregation and reporting strategy
- Partner and collaborate with other areas within Citi and act as SME to senior stakeholders
- Assess risk in business decisions, escalate/manage/report control issues, and keep abreast of regulatory and policy changes
- Operate with limited supervision and exercise independent judgement; perform additional duties as assigned
Requirements
- Excellent written, verbal and analytical skills
- Ability to articulate and visualize information in reports, dashboards and other documents in a concise and clear manner
- Strong interpersonal and communication skills to guide, influence and negotiate with stakeholders at senior levels
- Ability to navigate a complex organization and work independently and collaboratively with global partners
- Ability to exercise independence of judgement and autonomy
- Self-starter, flexible, innovative and adaptive, with critical thinking and problem-solving skills
- Highly motivated, team oriented, organized and with high attention to detail
- Awareness of regulatory requirements including local and US laws, international and industry standards
- Excellent data analysis and organizational skills and capability to handle multiple projects at one time
- Proficient in MS Office applications (Excel, Word, PowerPoint) and reporting tools (Tableau or Qlik)
- Demonstrated knowledge in area of focus
- Bachelor’s degree required; experience in compliance, legal or other control-related function in financial services, regulatory organization, or legal/consulting firm (or combination thereof)
- Advanced degree a plus
Benefits
- In addition to salary, Citi’s offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards.
- Medical, dental & vision coverage
- 401(k)
- Life, accident, and disability insurance
- Wellness programs
- Paid time off packages (planned time off/vacation, unplanned time off/sick leave, paid holidays)
- Available offerings may vary by jurisdiction, job level, and date of hire (see citibenefits.com)
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
data compliance risk oversighttrend analysisdata aggregationreporting strategyrisk assessmentdata analysisregulatory compliance
Soft skills
analytical skillscommunication skillsinterpersonal skillsproblem-solving skillscritical thinkingorganizational skillsattention to detailindependence of judgementflexibilityteam orientation
