Compliance Monitoring and Testing Manager
Circle
full-time
Posted on:
Location Type: Remote
Location: Arizona • California • United States
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Salary
💰 $140,000 - $185,000 per year
About the role
- Perform independent second-line testing and ongoing monitoring activities to assess compliance controls
- Plan, scope, execute, and document risk-based compliance testing reviews
- Assess design and operating effectiveness of compliance controls across AML, BSA, Sanctions, and enterprise programs
- Identify findings, support root cause analysis, and assist with risk ratings
- Draft testing documentation, reports, and remediation recommendations
- Partner with program owners to track remediation actions and validate closure of control gaps
- Support enhancements to compliance testing processes, methodologies, and reporting
Requirements
- 7+ years of relevant experience in a compliance role involving testing, governance, internal audit, or a related discipline
- Experience planning, executing, and reporting on compliance testing reviews across AML, BSA, Sanctions, and enterprise compliance programs
- Familiarity with second-line test planning, control design assessments, and compliance reporting requirements
- Strong communication, planning, presentation, and project management skills
- Excellent ability to investigate, analyze, and interpret data
- Familiarity with generative AI tools (e.g., ChatGPT, Gemini)
- B.A./B.S. degree; quantitative or technical degree preferred. CAMS, CFCS or CFE certification.
Benefits
- Health insurance
- 401(k) matching
- Flexible work hours
- Paid time off
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance testingrisk-based compliance testingcontrol design assessmentsdata analysisroot cause analysisremediation recommendationscompliance reporting
Soft Skills
communicationplanningpresentationproject managementinvestigationanalysisinterpretation
Certifications
CAMSCFCSCFE