Regulatory Compliance & Data Administrator
Charlotte Tilbury Beauty
Job Level
Mid-LevelSenior
About the role
- Deliver the Compliance Plan for the UK regulated entity and effectively operate compliance systems and controls.
- Implement and monitor UK compliance policies and procedures across all areas of the UK business.
- Advise CFC internal stakeholders on all aspects of UK compliance and support external stakeholders including the FCA and Lloyd’s.
- Deliver exceptional service to underwriting teams, carriers and business partners, including in respect of CFC Syndicate 1988.
- Help manage the Group UK’s compliance function and operational management of the UK Compliance team (two UK Compliance Managers, Compliance Analyst and Compliance Assistant).
- Ensure CFC Underwriting complies with all internal policies, laws and regulations applicable to its activities, including FCA-authorised activities.
- Support the turnkey managing agent of CFC Syndicate 1988 to ensure Syndicate compliance with FCA and Lloyd’s requirements.
- Support the Compliance Monitoring Manager in planning and rolling out the Compliance Monitoring Programme.
- Effectively operate financial crime, sanctions and conduct risk controls.
Requirements
- Excellent communicator both written and spoken, adept at working professionally with a wide variety of stakeholders, including up to board level.
- Technical compliance experience, ideally acquired working at a Lloyds managing agent or UK based company market insurer.
- Extensive technical knowledge of the FCA Handbook and/or Lloyd’s Principles, and application of a principles-based regulatory framework.
- London market insurance experience essential, either with a managing agent, insurer, broker or MGA.
- Experience managing or operating a UK compliance function and supervising compliance staff.
