Compliance Manager
CFC
Job Level
Mid-LevelSenior
About the role
- UK Compliance Manager role delivering the Compliance Plan for our UK regulated entity; implement and monitor UK compliance policies and procedures across all areas of the UK business, advising internal stakeholders on UK compliance and supporting regulators (FCA and Lloyd’s), including in respect of CFC Syndicate 1988.
- Manage the Group UK’s compliance function, including operational management of the UK Compliance team (two UK Compliance Managers, Compliance Analyst and Compliance Assistant).
- Ensure compliance with internal policies and laws, support the turnkey managing agent of CFC Syndicate 1988, identify domestic regulatory requirements, support the Compliance Monitoring Programme, and operate our financial crime, sanctions and conduct risk controls.
Requirements
- Excellent communication skills, both written and spoken, adept at working professionally with a wider variety of stakeholders, including up to board level.
- You are able to demonstrate technical compliance experience, ideally acquired working at a Lloyds managing agent or UK based company market insurer.
- As well as the above you will have extensive technical knowledge of the FCA Handbook and or Lloyd’s Principles, alongside the application of a principles based regulatory framework highly regarded.
- London market insurance experience essential, either with a managing agent, insurer, broker or MGA
