Senior Compliance Manager
Grafana Labs
ERP
Compliance Analyst, Testing
Celtic Bank
full-time
Posted on:
Location: Utah • 🇺🇸 United States
Visit company websiteJob Level
Mid-LevelSenior
Tech Stack
SaltStack
About the role
- Assist management in ensuring regulatory compliance at Strategic Lending Partnerships (SLP) and the Bank.
- Monitor Bank and SLP products and processes for compliance with applicable laws and regulations.
- Conduct targeted reviews of Bank and SLP products and processes for compliance with applicable laws and regulations.
- Keep abreast of emerging compliance risks and report identified deficiencies and gaps to management.
- Research and understand industry compliance regulations and policies.
- Evaluate compliance risk across Bank and SLP products and processes.
- Assist with development and execution of test scripts to evaluate Bank and SLP compliance with laws and regulations.
- Analyze and review Bank and SLP policies, procedures, and documentation of operational controls for compliance.
- Communicate with employees and management across Bank and SLP business units to understand and evaluate compliance processes and controls.
- Communicate identified deficiencies, gaps, and/or issues to Bank and SLP stakeholders.
- Assist with reporting to management of monitoring and testing activities, conclusions, and action plans.
- Assist in preparation for Regulatory Exams.
- Keep up with compliance requirements and amendments to regulations.
- Complete additional projects and duties as directed by Management.
Requirements
- Bachelor's degree with Compliance or Banking experience desired; or if no degree, 4 years comparable compliance or banking experience.
- Detail oriented and possess excellent interpersonal, organizational, and communication (verbal and written) skills.
- Understanding of compliance program management third-party oversight, and consumer protection financial regulations, including UDAAP, TILA/CARD ACT/Regulation Z, ECOA and fair lending regulations, FCRA/FACTA, Privacy, Military lending, commercial lending regulations, and Bank Secrecy Act/anti-money laundering laws.
- Experience in complaint management, incident management, marketing compliance, and understanding of third-party oversight principles.
- Knowledge and experience in performing internal control reviews, quality assessments or Compliance or Audit testing.
- Ability to problem solve and work independently.
- Must possess the ability to prioritize and support various activities simultaneously.
- Ability to thrive in a deadline-driven environment, including by demonstrating excellent time management, organization, and planning skills.
- Strong technical skills - including but not limited to Microsoft Office, internet, and SharePoint/OneDrive.
- Adaptability to meet changing department priorities while remaining attentive to daily demands.
- Ability to learn quickly, adapt to new processes, and work in a collaborative environment.
- Ability to establish and maintain effective work relationships.
- CRCM desired, but not required.
- Experience working with regulators (FDIC, Utah Department of Financial Institutions) is preferred.
- Must be able to read, write and understand fluent English.
