Principal Auditor – Credit Risk Management
Capital One
Principal Auditor – Credit Risk Management
Capital One
full-time
Posted on:
Origin: • 🇺🇸 United States • Illinois, New York, North Carolina
Visit company websiteSalary
💰 $106,700 - $146,100 per year
Job Level
Lead
About the role
- Lead small audits, or own completion of significant components of larger audits.
- Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks.
- Design and execute appropriate audit procedures to verify the effectiveness of internal controls.
- Document auditee processes and procedures, review and analyze evidence, and identify potential issues.
- Prepare clear, organized, and complete documentation to support work performed, including draft findings.
- Establish and maintain good client and team relations during engagements.
- Effectively communicate information and audit progress to team, clients and auditor-in-charge.
- Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results.
- Proactively take on additional work to support the team when possible.
- Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires.
- Leverage data analytics and further technical expertise to enhance audit effectiveness.
Requirements
- Bachelor’s Degree or military experience
- At least 4 years of experience in auditing, credit risk management, financial analysis, or a combination
- At least 2 years of experience in leading audits or performing in the role of auditor-in-charge
- Master’s Degree in Auditing, Accounting, Finance, Economics, or Business Administration (Preferred)
- Professional certification such as Chartered Financial Analyst (CFA) or Certified Risk Manager (CRM) (Preferred)
- 5+ years of experience in Credit Risk Management at a large bank or financial services organization (Preferred)
- Extensive experience in credit policy or underwriting from a financial institution or consulting (Preferred)
- Decision making and problem solving based on analytics; strong quantitative orientation
- Ability to leverage data analytics and technical expertise
- At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
