Manager – SOX Advisory Team
Capital One
full-time
Posted on:
Location Type: Hybrid
Location: Richmond • Virginia • United States
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Salary
💰 $149,800 - $188,100 per year
About the role
- Lead the execution of SOC1 engagements performed by our external auditors for our global payment network business
- Assist in guiding multiple customer stakeholders through our robust risk management framework including planning, scoping, risk assessment, control design, testing, deficiency analysis, reporting and certification
- Design, develop, and manage project plans and delivery roadmaps in a complex dynamic environment
- Effectively manage scope, schedule, resources and budget and communicate status, impediments, and risks/issues
- Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks
- Develop a high level of knowledge around reporting compliance, risk management, and evolving industry changes and understand the broader context of implication of reporting risks affecting the company
- Partner with project stakeholders to provide strategic and tactical recommendations in support of project delivery
- Interpret and communicate program and control information to various stakeholders including identified risks or issues and recommended remediation
- Drive solutions to complex problems across cross-functional teams by applying sound business judgment to navigate trade-offs between competing priorities
- Monitor and advise on SOX testing by auditors, risk offices and contractors
- Establish and maintain good client and team relations during engagements
- Effectively communicate information and audit progress to team, clients and auditors
- Engage in cross functional initiatives to address emerging risks identified internally or by our regulators by leading the risk assessment and establishment of control enhancements to our ICFR framework
- Assess process and technology change initiatives and collaborate with the various risk offices to ensure a well-controlled process
- Manage own workload to goal oriented priorities; consistent delivery of timely, error free work
- Establish a reputation for ability to deliver on commitments and support team strategic goals
Requirements
- Bachelor's Degree or military experience
- At least 5 years of experience in SOX, audit, information technology risk management, financial reporting risk management, or a combination
- Master’s Degree in Business Administration, Accounting, or Finance (preferred)
- Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA) certification (preferred)
- 6+ years of experience in Auditing or Control Evaluation (preferred)
- 6+ years of experience in SOX controls (preferred)
Benefits
- Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
- Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level
- Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
SOXauditrisk managementfinancial reportingcontrol designtestingdeficiency analysisreporting complianceproject managementcontrol enhancements
Soft Skills
communicationproblem solvingstakeholder managementteam collaborationtime managementstrategic thinkingtactical recommendationsclient relationsbusiness judgmentgoal orientation
Certifications
Certified Public Accountant (CPA)Certified Internal Auditor (CIA)Certified Information Systems Auditor (CISA)