Capital One

Senior Manager, Cards Anti-Money Laundering, AML Advisory

Capital One

full-time

Posted on:

Location Type: Office

Location: New York City • Illinois • New York • United States

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Salary

💰 $161,500 - $221,200 per year

Job Level

Senior

About the role

  • Advise the Card and Enterprise Service lines of business on application of AML requirements, such as: new products, process development, development of controls and monitoring, remediation and corrective action of compliance breakdowns, and change in law or regulation.
  • Act as the central point of governance and oversight for all issues, findings and remediations as well as enterprise-wide initiatives on behalf of Cards Advisory.
  • Manage all Audit, Regulatory, and other reviews of the AML program relating to Cards.
  • Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts.
  • Analyze information to proactively identify risks, trends, and process improvements; supports reporting on risk topics to management.
  • Identify trends in data and proactively advise on identified external and internal risks.
  • Stay current on the changing AML regulatory landscape and understanding the impacts to the Card and Enterprise Services businesses.
  • Participate in Compliance forums and contribute to continuous improvement of local AML risk management processes.
  • Review inquiries from Card and Enterprise Services lines of business and provide guidance on remediation, escalating and working with subject matter experts, when necessary.
  • Maintain subject matter expertise of applicable laws and regulations.
  • Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements.
  • Flexibility to travel to different Capital One locations, as necessary.

Requirements

  • Bachelor's Degree or military experience
  • At least 6 years of experience in Regulatory Compliance, Risk Management, or Anti-Money Laundering (AML) compliance
  • At least 2 years of advisory or consulting experience
  • Master’s Degree or Juris Doctor (Preferred)
  • 7+ years of experience in Regulatory Compliance, Risk Management, or Anti-Money Laundering (AML) compliance (Preferred)
  • Certified Anti-Money Laundering Specialist (CAMS) (Preferred)
  • Highly developed interpersonal, presentation, and communications skills (both verbal and written) (Preferred)
  • Proficiency with structuring slides and presentations in order to convey risk information (Preferred)
Benefits
  • Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
Regulatory ComplianceRisk ManagementAnti-Money Laundering (AML)Process DevelopmentControls DevelopmentCompliance MonitoringData AnalysisRisk IdentificationAudit ManagementCompliance Reporting
Soft Skills
Interpersonal SkillsPresentation SkillsCommunication SkillsAdvisory SkillsAnalytical SkillsProblem-Solving SkillsFlexibilityCollaborationGuidanceChallenge Effectiveness
Certifications
Certified Anti-Money Laundering Specialist (CAMS)