Senior Auditor – Dynamic Audit Resourcing Team
Capital One
Principal Auditor, Experienced Senior Auditor, Card and Auto Finance
Capital One
full-time
Posted on:
Location Type: Hybrid
Location: Richmond • Illinois, North Carolina, Texas, Virginia • 🇺🇸 United States
Visit company websiteSalary
💰 $106,700 - $121,700 per year
Job Level
Senior
About the role
- Lead small audits over the Card and Auto Finance business, or own completion of significant components of larger audits
- Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions
- Develop audit programs to ensure adequate coverage of risks
- Design and execute audit procedures to verify the effectiveness of internal controls
- Document auditee processes and procedures, review and analyze evidence, and identify potential issues
- Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery
- Prepare clear, organized, and complete documentation to support work performed
- Establish and maintain good client and team relations during engagements
- Effectively communicate information and audit progress to team, clients and auditor-in-charge
- Self-prioritize and effectively plan work activities managing multiple priorities and tasks
- Proactively take on additional work to support the team when possible
- Provide coaching, on-the-job training, and feedback to audit staff
Requirements
- Bachelor's Degree or military experience
- At least 3 years of experience in auditing
- At least 3 years of experience in accounting
- At least 3 years of experience in risk management
- At least 3 years of experience in compliance
- At least 2 years of experience in leading audits and performing in the role of auditor-in-charge (preferred)
- 2+ years of experience in banking or in financial services (preferred)
- 1+ years of experience in performing data analysis including analyzing large data sets using audit tools (preferred)
- 1+ years of experience in performing compliance audits (preferred)
- 1+ years of Audit experience in credit card, payments, operations, auto finance, third party risk management, or any combination (preferred)
- Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA) or Certified Bank Auditor (CBA) (preferred)
Benefits
- Comprehensive, competitive, and inclusive health benefits
- Financial benefits
- Paid time off
- Flexible work arrangements
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
auditingaccountingrisk managementcompliancedata analysisaudit proceduresinternal controlsaudit programsevidence analysisdocumentation
Soft skills
communicationteam relationsself-prioritizationplanningcoachingfeedbackorganizationproblem-solvingleadershipadaptability
Certifications
Certified Internal Auditor (CIA)Certified Public Accountant (CPA)Certified Regulatory Compliance Manager (CRCM)Certified Information Systems Auditor (CISA)Certified Bank Auditor (CBA)
