Compliance Analyst
Canada Life
contract
Posted on:
Location Type: Office
Location: Kitchener • Canada
Visit company websiteExplore more
Salary
💰 CA$54,300 - CA$81,400 per year
About the role
- Triage inquiries received from sales, carriers and advisors
- Manage continuing education credits (documentation, issuance, tracking)
- Prepare reports & metrics for management reporting
- Assist with updating and maintenance of compliance and company policies
- Assist the Sr. Compliance Analyst with training coordination and reporting
- Assist the VP, National Compliance with document gathering for suitability reviews, monitoring, investigations and allegations of advisor misconduct
- Perform other administrative tasks and duties as assigned
Requirements
- 3 - 5 years business experience in an office environment
- Work in the insurance and/or compliance industry would be a definite asset
- College diploma or other post-secondary education
- Knowledge of WealthServ an asset; not necessary but will train
- Industry courses would be an asset (LOMA, etc.)
- Excellent organizations skills
- Ability to work well independently
- Strong team player mentality
- Service oriented
- Good negotiation skills
- Strong written and verbal communication
Benefits
- Health insurance
- Flexible working environment
- Professional development opportunities
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
report preparationmetrics trackingcompliance documentationtraining coordinationadministrative tasks
Soft Skills
organizational skillsindependent workteam playerservice orientationnegotiation skillswritten communicationverbal communication
Certifications
LOMA