Broadridge

Compliance Analyst

Broadridge

full-time

Posted on:

Location Type: Hybrid

Location: Edgewood • New York • United States

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Salary

💰 $65,000 - $70,000 per year

About the role

  • Conduct Internal Reviews & Audits: Perform periodic reviews or audits to ensure risk is mitigated and compliance procedures are strictly followed.
  • Manage Investigations: Conduct or direct internal investigations of compliance issues to identify gaps and implement corrective measures.
  • Risk Assessment & Strategy Development: Assess product, compliance, and operational risks, particularly within the ICS business units, and develop strategies that effectively mitigate these risks.
  • Oversee Risk Management Processes: Develop and manage comprehensive processes for risk assessment, identification, monitoring, and reduction aligned with our external business objectives.
  • Ensure Internal Controls: Maintain a strong internal control environment by ensuring compliance with internal policies, standard operating procedures, and information security protocols.
  • Campaign Leadership: Lead campaigns that involve operations, including data processing, programming, and tabulation, while understanding Broadridge pricing models and projecting associated costs.
  • Project Guidance: Apply your technical expertise to provide guidance as a project manager, ensuring that structured work assignments meet defined goals and objectives.

Requirements

  • Bachelor’s degree in Business, Finance, Accounting, Business Administration preferred
  • Experienced in Information Security, Risk mitigation, and industry control frameworks preferred
  • Strong Project Management skills
  • Proficiency in Microsoft Suite with a high level of proficiency within Excel
  • Familiarity with Artificial Intelligence (AI) tools a plus
  • Detail oriented with excellent time management skills, and ability to work under pressure while managing multiple projects at one time
  • Ability to work both independently and in a team environment
  • Strong written and verbal communication skills, with ability to explain data in an engaging manner.
Benefits
  • Bonus Eligible
  • Access to 8,500+ online courses covering business, leadership, technical, and function-specific topics through our LinkedIn Learning program.
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
risk assessmentcompliance proceduresinternal controlsdata processingproject managementinformation securityrisk mitigationExcelArtificial Intelligence
Soft Skills
detail orientedtime managementability to work under pressureability to manage multiple projectsindependent workteamworkwritten communicationverbal communication