Vice President, Global Analytic Solutions
IQVIA
Vice President, Client Processing Manager I
BNY
full-time
Posted on:
Location: 🇺🇸 United States
Visit company websiteJob Level
Lead
About the role
- Manage a staff who process Lost Security, Lost Holder/Account Maintenance and Written Correspondence transactional support functions for bondholders/clients
- Knowledge of SEC Regulations and management of daily report is critical
- Acts as the team’s initial point of contact for issues requiring escalation
- Manages the daily transactional workflow within the team(s) and aligns team resources accordingly to complete daily tasks
- Prepares performance reviews and provides ongoing feedback to staff
- Knowledge of Transtar, workflow system, and collecting data for monthly metrics/KPD’s is helpful
- Contributes to the achievement of team objectives
Requirements
- Bachelor’s degree or the equivalent combination of education and experience is required
- 4-5 years of total work experience is preferred with at least 0-1 years in management
- Fundamental understanding of Lost Securities, SEC Regulation X-17 Rule 240, Lost Holder, Account Maintenance and Check Replacement
- Understanding of daily reports and the essential steps to process lost security correspondence including SEC turnaround time
- Understand legal documents/requirements sufficient to process request associated with transactions within the scope of this department
- Knowledge of monthly reporting/metrics – KPD’s, Bankwide and audit
