BNY

Vice President, Client Processing Manager I

BNY

full-time

Posted on:

Origin:  • 🇺🇸 United States

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Job Level

Lead

About the role

  • Manage a staff who process Lost Security, Lost Holder/Account Maintenance and Written Correspondence transactional support functions for bondholders/clients
  • Knowledge of SEC Regulations and management of daily report is critical
  • Acts as the team’s initial point of contact for issues requiring escalation
  • Manages the daily transactional workflow within the team(s) and aligns team resources accordingly to complete daily tasks
  • Prepares performance reviews and provides ongoing feedback to staff
  • Knowledge of Transtar, workflow system, and collecting data for monthly metrics/KPD’s is helpful
  • Contributes to the achievement of team objectives

Requirements

  • Bachelor’s degree or the equivalent combination of education and experience is required
  • 4-5 years of total work experience is preferred with at least 0-1 years in management
  • Fundamental understanding of Lost Securities, SEC Regulation X-17 Rule 240, Lost Holder, Account Maintenance and Check Replacement
  • Understanding of daily reports and the essential steps to process lost security correspondence including SEC turnaround time
  • Understand legal documents/requirements sufficient to process request associated with transactions within the scope of this department
  • Knowledge of monthly reporting/metrics – KPD’s, Bankwide and audit