Senior Associate, Marketing Compliance
Blue Owl Capital
full-time
Posted on:
Location Type: Office
Location: Short Hills • New Jersey • New York • United States
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Salary
💰 $140,000 - $160,000 per year
Job Level
About the role
- Preliminary review of marketing materials, due diligence responses and RFPs, investor communications, and other fundraising and reporting-related materials to ensure compliance with all applicable rules and regulations
- Review corporate and social media materials, posts and activity subject to final sign-off
- Develop informational tools and training materials related to compliance policies and regulatory requirements
- Research and provide assistance in preparing international travel guidance for members of the firm
- Assist new hires in the setup of certain compliance applications and provide training as needed
- Assist with other day-to-day compliance matters as needed
Requirements
- Three to five years of professional experience within compliance, legal, marketing, and/or financial services
- Candidate ideally accustomed to working independently
- Candidate must be able to work well in a team structure involving both business and support functions
- Experience dealing with regulatory changes and policy implementations relating to such changes
- Demonstrated analytical ability and a proactive approach to learning
- Excellent interpersonal skills; ability to interact with all levels of staff
- Willingness to obtain FINRA Series 7 and 24 within 6 months of joining Blue Owl
- Ability to manage multiple tasks and adhere to time-sensitive deadlines
- Strong attention to detail and organizational skills are essential
- A foundational understanding of SEC and FINRA marketing and advertising rules is preferred, with a willingness to learn and develop expertise in this area.
Benefits
- Discretionary bonus based on individual and team performance
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
complianceregulatory requirementsanalytical abilitypolicy implementationmarketing materials reviewdue diligenceinvestor communicationstraining material developmentinternational travel guidancecompliance applications
Soft Skills
independent workteam collaborationinterpersonal skillsproactive learningattention to detailorganizational skillsability to manage multiple taskstime management
Certifications
FINRA Series 7FINRA Series 24