Bitcoin Depot

Compliance

• Leading the development, implementation, and maintenance of an anti money laundering program within Lux Vending, LLC’s institution.
• Ensuring compliance with current AML regulations, and other relevant legislation (e.g the USA Patriot Act).
• Developing and maintaining a risk assessment framework for products and services, clients and customers, and other issues relating to money laundering.
• Keeping and maintaining records of high risk customers, and reporting suspicious activities to the authorities.
• Arranging and implementing inspections and audits from third-party organizations, and making compliance recommendations based on their findings.
• Briefing and reporting to senior management on matters relating to internal AML compliance policies and procedures.
• Overseeing and implementing an ongoing AML training program for other employees namely initial training and ongoing training.
• Complete annual independent review.
• Enhance compliance program with usage of appropriate AML software available as it relates to the needs of Lux Vending, LLC.
• State Licensing – Ensure that Lux Vending is licensed in the various states it operates in the event that is requires a license
• Case Management – Manage all investigations ensuring they are readily complete in a timely fashion and that the end result is the best result.
• Law Enforcement- Cooperating with law enforcement with reasonable requests for general information and information on customers. In addition, the
• AML Compliance officer will form relationships with law enforcement to collaborate on how to improve communication and our AML program. Lux
• Vending`s participation in blockchain alliance will serve as a key resource for this.
• Banks- The AML Compliance Officer will respond to all bank related compliance requests as necessary. In addition, the AML Compliance Officer will assist Lux Vending in expanding its banking relationships as needed.
• Cryptocurrency Exchanges- The AML Compliance office will take the lead in applying to additional cryptocurrency exchanges as necessary.
• Other Policies: The AML Compliance Officer will be responsible for maintaining and updating Lux Vending`s Disaster Recovery Policy, Cybersecurity
• Policy, and Customer Disclosures and Agreements as necessary.

Chief Compliance Officer

General Counsel

• Provide management, leadership, strategic direction and oversight for the Legal and Compliance functions and staff.
• Proactively identify and provide risk-weighted advice to the business
• Keep informed of relevant new legal developments and the evolving regulatory landscape around financial regulations and digital assets applicable to the company’s business - including federal and state laws, regulatory guidelines, SEC reporting, lending, and cryptocurrency - and advise internal clients accordingly.
• Partner with others to ensure public company SEC reporting requirements are met. With outside counsel and financial team, prepare and review reports filed with the SEC including disclosures on Forms 10-K, 10-Q, and 8-K, Section 16 reporting and annual proxy statement.
• Drafting new and review existing contracts and agreements relating to the companies’ operational activities both internally and externally.
• Partner with external subject matters and engage outside counsel as needed, acting as the interface between business teams and external assistance and managing legal assignments and expenses.
• Oversee the company’s compliance staff, program, policies, education, procedures and controls to ensure compliance and mitigate risk.
• Coordinate with the COO and the Executive team to support corporate governance activities and liaison with the Board of Directors.

Chief Compliance Officer

Chief Legal Officer