Audit Manager – AML Risk
BBVA
full-time
Posted on:
Location Type: Hybrid
Location: New York City • New York • United States
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Salary
💰 $140,000 - $180,000 per year
About the role
- Plan, lead and execute risk-based internal audit engagements covering BSA/AML and Sanctions (OFAC) risk domains
- Assess the design and operating effectiveness of internal controls across AML and applicable laws and regulations
- Identify relevant risks, recommending enhancements as needed and properly document and communicate the audit process and results
- Prepare audit reports in line with Internal standards, ensuring they clearly communicate objectives, scope, methodology, findings, root causes, risk ratings, and recommended actions
- Collaborate to monitor the implementation of audit recommendations, ensuring timely and effective resolution of identified issues
- Stay current with evolving regulatory expectations, enforcement trends, and industry best practices related to AML and corporate compliance
- Develop and implement risk-based audit plans, ensuring alignment with organizational goals and regulatory requirements
- Support regulatory examinations and inquiries by preparing documentation and responding to regulator requests
- Maintain effective working relationships with Compliance, Legal, Risk Management, and Business Units
- Collaborate with other internal audit team members to promote effective risk management practices
Requirements
- Bachelor’s degree required; preferred fields include Accounting, Finance, Legal Studies, or Business Administration
- Minimum of 8 years of experience in Internal Audit, with a strong focus on AML, Sanctions and regulatory compliance
- Proven experience leading audit engagements within Corporate and Investment Banking
- Certifications: Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA)
- Strong understanding of U.S. banking regulatory frameworks (e.g BSA/AML, OFAC, FinCEN, Federal Reserve, NYDFS)
- Expertise in audit planning, fieldwork execution, control testing, and audit reporting aligned to IIA and organizational standards
- Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML) and corporate compliance programs
- Strong verbal and written communication skills to effectively articulate audit findings to technical and non-technical audiences
- Fluent in English (written and spoken) is required; Additional Languages (Spanish) is a plus
Benefits
- Generous employee benefits package
- Discretionary bonus
- Health insurance
- Retirement plans
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
internal auditBSA/AMLSanctionsaudit planningcontrol testingaudit reportingregulatory compliancerisk managementaudit engagementscorporate compliance
Soft Skills
communication skillscollaborationleadershipproblem-solvingdocumentationrelationship managementanalytical skillsattention to detailorganizational skillsadaptability
Certifications
Certified Anti-Money Laundering Specialist (CAMS)Certified Internal Auditor (CIA)