Supervision Manager
Bank of America
Senior Supervision Manager
Bank of America
full-time
Posted on:
Location Type: Office
Location: Boston • Maryland, Massachusetts, New Jersey, Rhode Island • 🇺🇸 United States
Visit company websiteSalary
💰 $101,000 - $108,600 per year
Job Level
Senior
About the role
- Operate as a liaison to senior leadership for day to day responsibilities
- Perform control and audit remediation, mock audits of books and records, onboarding of registered associates
- Handle day to day front line supervision, including mandated supervisory reviews
- Develop advisor proficiency through supplemental training, coaching & remediation of policy violations
Requirements
- Must have FINRA SIE, 7, 66, 9, 10
- Familiarity with compliance and regulatory issues
- Strong auditing background with willingness to travel
- Strong leadership abilities, communication and delegation skills
- Familiarity with Microsoft Word, Excel, and PowerPoint
Benefits
- Discretionary incentive eligible
- Industry-leading benefits
- Access to paid time off
- Resources and support for employee wellness
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
auditingcomplianceregulatory issuescontrol remediationmock auditssupervisory reviewstrainingcoaching
Soft skills
leadershipcommunicationdelegation
Certifications
FINRA SIEFINRA 7FINRA 66FINRA 9FINRA 10
