Compliance Oversight Manager
TD
Regulatory Reporting Operations Professional
Bank of America
full-time
Posted on:
Location Type: Office
Location: New York City • New York • 🇺🇸 United States
Visit company websiteSalary
💰 $66,300 - $127,800 per year
Job Level
JuniorMid-Level
About the role
- Ensure delivery of complete, accurate and timely regulatory reports to regulatory agencies.
- Executes control practices, including compliance with all regulatory/policy requirements and data quality standards
- Document key risks, performance indicators, desktop procedures including controls and metrics related to reporting.
- Execute QA/QC and report production tasks for regulatory reports.
- Respond to regulatory agencies and internal control partners on inquiries and reporting breaches.
- Participate and represent the reporting function to control partners (e.g., Audit and Compliance).
Requirements
- Bachelor’s degree in Finance, Accounting, Economics, or related field (Master’s or professional certification such as CPA or CFA are a plus)
- 2+ years of experience in regulatory reporting, financial reporting or compliance within the banking or financial services industry
- Experience working with Market products at a bank including equity Securities, OTC, Swaps, Options, Repurchase Agreement, and Commodities products
- Strong Technical Skills with the ability to query data from multiple data bases
- Strong technical and data analytical skills (i.e., Excel, and other similar applications) with experience in analyzing, managing and reporting from large sets of structured data (e.g., books and records data).
Benefits
- Industry-leading benefits
- Access to paid time off
- Resources and support to make a genuine impact
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
regulatory reportingfinancial reportingcompliancedata quality standardsQA/QCdata analysisdata queryingExcelstructured data managementperformance indicators
Soft skills
communicationorganizationalproblem-solvingattention to detailcollaboration
Certifications
Bachelor’s degreeCPACFA