Compliance Manager, Trade Surveillance – Portfolio Management & Surveillance Initiatives
TD
Compliance Oversight Manager
TD
full-time
Posted on:
Location Type: Office
Location: New York City • New Jersey, New York, North Carolina • 🇺🇸 United States
Visit company websiteSalary
💰 $86,840 - $139,360 per year
Job Level
SeniorLead
About the role
- Advise, support, and provide guidance on Compliance/Center of Excellence programs
- Manage a specialized Compliance function or area
- Conduct regulatory reviews including inquiries, audits, and exams
- Develop and implement Compliance programs and procedures
Requirements
- Undergraduate degree or equivalent work experience
- 7+ years of experience
- Proficiency in compliance programs and regulations
- Experience with regulatory reviews and audits
- Strong analytical skills and problem-solving abilities
- Ability to guide partner through development and implementation of Compliance Programs
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development opportunities
- Reward and recognition programs
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
compliance programsregulatory reviewsauditscompliance procedures
Soft skills
analytical skillsproblem-solving abilitiesguidancesupport