Senior Manager, Compliance and Provision
CFGI
Regulatory Compliance Counsel
Axiom
full-time
Posted on:
Origin: • 🇺🇸 United States
Visit company websiteSalary
💰 $150,000 per year
Job Level
SeniorLead
About the role
- Lead internal investigations into potential violations of law, policy, and ethical standards, including employment issues and anti-bribery/anti-corruption (FCPA) matters.
- Conduct risk assessments and develop actionable strategies to mitigate compliance, regulatory, and reputational risk.
- Build, implement, and enhance the ethics & compliance program — including policy management, training, third-party due diligence, hotline administration, and reporting to senior leadership.
- Provide practical legal advice and guidance on regulatory and compliance matters to business leaders, HR, and operations teams.
- Oversee responses to regulatory inquiries, disclosures, and enforcement actions where required.
- Partner with key stakeholders to integrate compliance practices into business processes and decision-making.
- Monitor emerging legal, regulatory, and enforcement trends, and recommend proactive updates to compliance strategies.
Requirements
- 7+ years of experience in ethics & compliance, investigations, or regulatory enforcement (law firm, in-house, or government agency).
- Expertise in FCPA, anti-corruption programs, employment investigations, and third-party risk management.
- Active license to practice law in the U.S. and in good standing.
- Prior experience engaging with DOJ, SEC, or other enforcement agencies a plus.
