Manager, AML Compliance
Aviso Wealth
full-time
Posted on:
Location Type: Hybrid
Location: Toronto • Canada
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Salary
💰 CA$100,000 - CA$113,000 per year
About the role
- Managing and supporting AML and Fraud staff, including providing support for daily functions:
- Review and monitor daily name screening events against sanctioned & designated individuals, adverse media and politically exposed persons
- Client due diligence reviews
- Transaction monitoring, unusual transaction activity review and investigations
- PEP/HIO investigations
- High risk client monitoring
- Fraud investigations
- Regulatory AML filings
- Providing AML guidance and clarification on requirements to stakeholders
- Managing regulatory requests for information, audits and contact with regulators
- Providing support to Director with AML program enhancements
Requirements
- Post-secondary degree in a related field preferred
- CSC or CAMS is an asset
- People management experience
- 5+ years work experience in a securities dealer or related environment required
- Experienced knowledge of AML legislation and regulations required
- Experience with dealing with regulatory agencies and audits required
- Understanding of financial transactions and experience in analyzing financial transactions required
- Excellent analytical and investigative skills with strong attention to detail with ability to write detailed investigation reports required
- Proficient in Microsoft Outlook, Excel, and Word required
- Fluent communication skills in English are required and bilingual skills in French are an asset
Benefits
- Competitive compensation package that rewards and recognizes individual contributions
- Excellent health, dental and insurance benefits to meet the diverse needs of our employees
- Generous vacation time, fitness benefit, parental leave top-up options
- Matching contributions to our retirement program
- Commitment to the continuous improvement of our staff through learning & development and an education assistance program
- Regular social events to foster teamwork
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
AML legislationfraud investigationstransaction monitoringclient due diligencePEP investigationshigh risk client monitoringregulatory AML filingsfinancial transaction analysisinvestigative reporting
Soft skills
people managementanalytical skillsattention to detailcommunication skills
Certifications
CSCCAMS