Senior Compliance Analyst
Ameriprise Financial Services, LLC
full-time
Posted on:
Location Type: Hybrid
Location: Noida • India
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Job Level
About the role
- Supports compliance operations by managing workflows, reviewing alerts, validating data, and delivering accurate reporting
- Administer certifications and related follow up
- Ensure accuracy of data feeds into the compliance tool through validation and reconciliations
- Investigate and resolve data discrepancies between the tool and source systems
- Monitor, analyze and resolve the trade errors in the system
- Manage the end-to-end process for statement and contract note retrieval
- Assist with the generation of scheduled and ad-hoc compliance reports from the tool for management and regulatory purposes
- Create dashboards and visualizations using built-in reporting features and Power Platform
- Identify repetitive compliance tasks and suggest and design automation solutions to reduce manual effort
- Develop scripts or workflows (using SQL, Python, or RPA tools) to automate data imports, alert handling, and report generation
- Partner with IT and compliance technology teams to integrate the compliance tool with other systems for seamless data flow
- Monitor automation performance, troubleshoot issues, and continuously optimize processes
- Document automation logic and maintain version control for audit and governance purposes
Requirements
- Bachelor’s degree in finance, Compliance, Data Analytics, or related field
- 3–5 years of experience in compliance operations, data management, reporting, or automation roles
- Strong understanding of financial products and equity/bond markets
- Knowledge of StarCompliance will be an added advantage
- Proficiency in Excel and BI tools; experience with SQL or scripting for automation
- Familiarity with RPA tools or automation frameworks is a plus
- Detail-oriented with strong analytical and problem-solving skills
- Ability to exercise flexibility, initiative, good judgement, and discretion
- Assertive, responsible, self-directed; able to work with tight deadlines and ambiguity
Benefits
- Inclusive, collaborative culture that rewards your contributions
- Opportunities to make a mark at the office and a difference in the community
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
SQLPythonRPA toolsdata validationdata reconciliationreport generationautomation solutionsdata managementcompliance operationsfinancial products
Soft Skills
analytical skillsproblem-solving skillsflexibilityinitiativegood judgementdiscretionassertivenessresponsibilityself-directionability to work under tight deadlines
Certifications
Bachelor’s degree in financeBachelor’s degree in ComplianceBachelor’s degree in Data Analytics