Operational Risk Manager
Ameriprise Financial Services, LLC
full-time
Posted on:
Location Type: Hybrid
Location: Minneapolis • Minnesota • Missouri • United States
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Salary
💰 $87,400 - $120,200 per year
About the role
- Provide operational risk management by guiding the Supervision Team in developing and ensuring critical risk controls and overseeing day to day risk activities for departmental business processes.
- Support business partners and oversee process reviews to identify risks and develop appropriate solutions while ensuring adherence to regulatory and supervisory requirements.
- Serve as the escalation contact and risk liaison to support clear information exchange and to drive timely execution of risk mitigation recommendations and actions.
- Facilitate alignment, resolve escalated issues and provide a point of contact for business and external senior leaders for department business processes.
- Identify opportunities and recommend solutions to mitigate current and future business risk.
- Provide expertise to other areas for enhancement and implementation of Self –Monitoring plans.
- Ensure regulatory and supervisory controls are in place for products and processes by acting as a point of contact for business partners.
- Direct and guide initiatives by validating applicable SEC or FINRA rules to business processes and enhancing processes or documentation as necessary.
- Review reports illustrating risk parameters and metrics associated with business lines.
- Develop and enhance risk measurement policies, procedures and metrics.
- Enhance risk reporting with new ideas gathered from research, best practices, and knowledge.
- Initiate and/or conduct Risk Assessments across business.
- Facilitates Compliance Manual Procedure and WSP changes and partners with the Business to execute the communication plan.
Requirements
- Bachelors degree or equivalent
- 3-5 years of relevant experience
- Strong analytical, organizational, and time management skills
- Strong ability to lead, partner, and influence across all leadership levels
- Excellent written and verbal communication skills
- Ability to drive results and meet deadlines to reduce risks
- Must be able to work independently
- Demonstrated people leadership experience, either through direct leadership or coaching/mentoring roles.
- Series 7 & Series 24 (or ability to obtain within 120 days)
Benefits
- vacation time
- sick time
- 401(k)
- health, dental and life insurances
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
operational risk managementrisk controlsrisk mitigationrisk assessmentsrisk measurement policiesregulatory complianceSEC rulesFINRA rulesprocess reviewsrisk reporting
Soft Skills
analytical skillsorganizational skillstime managementleadershipinfluencecommunication skillsindependencecoachingmentoringproblem-solving
Certifications
Bachelors degreeSeries 7Series 24