Senior Service Ops Specialist
Ameriprise Financial Services, LLC
full-time
Posted on:
Location Type: Hybrid
Location: Minneapolis • Minnesota • North Carolina • United States
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Salary
💰 $66,700 - $91,700 per year
Job Level
About the role
- Responsible for ESO and 10b51 processing
- Responsible for daily balancing of OCC positions and monitor trade activity for errors.
- Responsible for clearing of trades via DTCC/CNS and pledge securities to OCC.
- Maintain strong internal and external business partnerships.
- Supports the OCC relationship, stays close to regulatory changes, tech updates (projects) etc.
Requirements
- Active FINRA Series 7 license
- Excellent communication and relationship management skills.
- FINRA Series 24 (preferred)
- FINRA Series 4 (preferred)
Benefits
- vacation time
- sick time
- 401(k)
- health, dental and life insurances
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
ESO processing10b51 processingdaily balancing of OCC positionstrade activity monitoringtrade clearing via DTCC/CNSpledging securities to OCC
Soft Skills
communication skillsrelationship management skills
Certifications
FINRA Series 7FINRA Series 24FINRA Series 4