Lead Compliance and Governance
Ameriprise Financial Services, LLC
full-time
Posted on:
Location Type: Hybrid
Location: Gurugram • 🇮🇳 India
Visit company websiteJob Level
Senior
Tech Stack
AWSCloudFirewallsServiceNow
About the role
- Perform GRC Controls Attestations for network-related controls and ensure compliance with Ameriprise Control Framework.
- Manage Archer Exceptions lifecycle for network security risk exceptions, including documentation, approvals, and remediation tracking.
- Oversee Enterprise Vendor Management Requirements (EVMR) compliance for network vendors and third-party providers.
- Monitor and report Risk Events impacting network infrastructure, ensuring timely escalation and resolution.
- Identify, track, and remediate Network Security Problems and InfoSec Vulnerabilities across network platforms.
- Conduct risk assessments and implement security controls aligned with regulatory and industry best practices for network technologies.
- Collaborate with internal stakeholders to maintain accurate documentation for compliance audits and attestations.
- Support audit engagements by coordinating schedules, tracking deliverables, and ensuring successful outcomes.
- Prepare management reports on compliance status, network risk exposure, and remediation progress.
- Drive continuous improvement in network compliance processes and risk management methodologies.
Requirements
- Bachelor’s degree in Computer Science, Information Security, Information Technology, or equivalent work experience.
- Prior experience in IT Audit, Information Security Governance, or Technology Compliance roles focused on network infrastructure.
- Hands-on experience with Security Risk Exceptions within Archer.
- Prior working experience with GRC Control Management in ServiceNow for network-related controls.
- Exposure to network technologies (routers, switches, firewalls, VPN, AWS Cloud etc.) and associated compliance requirements.
- Understanding of regulatory frameworks and risk reporting standards.
Benefits
- Inclusive, collaborative culture
- Opportunities for professional development
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
GRC Controls Attestationsrisk assessmentssecurity controlsnetwork securitycompliance auditsremediation trackingnetwork technologiesrisk management methodologiesdocumentationnetwork infrastructure
Soft skills
collaborationcommunicationorganizational skillsproblem-solvingcontinuous improvement