Financial Crime

• Plan, conduct and complete risk based investigations into matters identified from media scans, transaction monitoring, as well as Unusual Transaction Reporting via internal partners
• Maintain accurate, contemporaneous records of all investigative actions and decisions taken
• Gather information/intelligence from all available sources
• Prepare relevant reports as required
• Promote, support and adhere to RBC’s policies and guidelines on Code of Conduct, Personal and Professional Development, Equal Opportunities, Health & Safety, Data Protection and Information Security
• Work with the Global AML-FIU Investigation Team and other FIU partners to ensure that investigations are conducted within defined timelines

AML Investigator – Financial Intelligence Unit

• Participate in the execution of risk-based enterprise level Financial Crimes and AML audit projects effectively and efficiently, while adding value and utilizing data analytics approaches
• Actively contribute to development of continuous monitoring and continuous assurance leveraging data analytics
• Assist management in their capacity as a trusted advisor who support regional and business platform audit teams to ensure adequate and risk-based coverage of Financial Crimes and AML risk in regional/platform audit projects
• Proactively initiate discussions and solutions to new opportunities, challenges and approaches, and challenge status quo
• Contribute to creating and maintaining a positive, authentic, collaborative, transparent and productive working environment
• Actively monitor and assess global Financial Crimes and AML compliance developments and emerging risks
• Work efficiently in a hybrid type environment

Global Financial Crimes and AML Manager, Internal Audit

• Act as a SME to provide specialist advice, guidance and direction to team members on money laundering, financing of terrorism and related issues
• Assist the Senior Manager with implementation of the training program for the team to ensure understanding of what is required in the role and processes are followed
• Plan, conduct and complete risk based investigations into matters identified from media scans, transaction monitoring, as well as Unusual Transaction Reporting via internal partners
• Maintain accurate records of all investigative actions and decisions taken
• Ensure that all material and information obtained is treated in accordance with legal and regulatory requirements and RBC policy
• Gather information/intelligence from all available sources, in order to determine whether sufficient suspicion of money laundering, financing of terrorism or other criminal activities exists
• Prepare relevant reports as required including documentation in support of any action proposed based on the results of investigations
• Promote and adhere to RBC’s policies and guidelines on Code of Conduct, Personal and Professional Development, Equal Opportunities, Health & Safety, Data Protection and Information Security
• Work with the Global AML-FIU Investigation Team and other FIU partners to ensure that investigations are conducted within defined timelines and are escalated in accordance with policies

Senior Investigator/AML Manager

• Coordinate and lead license applications and regulatory registration requests in Canada as the company’s official representative
• Maintain a centralized registry of licenses, registrations and regulatory correspondence
• Manage relationships with regulators and business partners to ensure accurate company representation and compliance with regulatory obligations
• Ensure consistent presentation of regulated activities across filings, applications and regulatory communications
• Review and validate subject matter expert contributions to ensure accuracy, completeness and timely submission of reports
• Interpret and apply regulatory requirements to support compliance with licensing obligations
• Conduct legal and regulatory research to assess the applicability of licensing requirements
• Review financial and transactional data to verify accuracy and compliance with regulatory requirements
• Collect and retain sensitive information related to the company and its officers for regulatory filings
• Coordinate the submission of regulatory notices, operational updates and required disclosures, including those arising from business or regulatory changes

Lead Analyst, AML Compliance

• Conduct risk-based reviews of AML transaction monitoring and UTR alerts for all applicable business lines in accordance with IAMLAAT standards to escalate unusual activity for further review and to close false positives
• Gather, research, analyze & evaluate relevant information in a timely manner to determine whether sufficient suspicion exists of money laundering, financing of terrorism or other criminal activities
• Prepare reports that adequately document rationale for escalation or closure to mitigate risk to RBC and provide clear direction and guidance to internal AML investigation partners responsible for further reviewing IAMLAAT’s escalations
• Demonstrate a strong understanding of the various business lines IAMLAAT is responsible for monitoring, including the unique AML risks applicable to those business lines
• Advise/escalate to Senior Manager any trends or issues and take action to propose improvements to workflow, processes, and tools

Manager, International AML Alert Analysis

• Own the enterprise model governance framework for FC detection models
• Lead independent validation across NS, TM, and CRR models
• Assess conceptual soundness, data integrity, and model assumptions
• Execute validation techniques (back-testing, sensitivity, benchmarking)
• Evaluate key performance metrics (e.g., false positives, alert conversion)
• Ensure alignment with global regulatory standards and model risk principles
• Produce clear, defensible validation reports for senior management and regulators
• Lead ongoing model calibration to reflect evolving financial crime risks
• Optimize thresholds to balance detection effectiveness and efficiency
• Establish model performance monitoring frameworks and KPIs/KRIs
• Identify model drift, data issues, and emerging risk typologies
• Recommend model enhancements, recalibration, or redevelopment
• Oversee data sourcing, lineage, and controls supporting FC models
• Define and enforce data quality standards (accuracy, completeness, timeliness)
• Leverage analytics to identify model gaps and emerging risks
• Ensure end-to-end traceability from data to model outputs
• Promote advanced analytics (AI/ML) with strong explainability standards
• Support adoption of model interpretability tools where appropriate
• Act as primary lead for regulatory and audit interactions on FC models
• Provide subject matter expertise on model validation practices
• Support regulatory exams and remediation initiatives
• Ensure findings are documented, prioritized, and tracked to closure
• Define and evolve the FC model validation strategy and governance framework
• Lead the roadmap for analytics and model validation capabilities
• Present recommendations to executive governance forums (e.g., Model Committees)
• Balance detection, operational impact, and regulatory expectations in decisions
• Drive enterprise alignment across regions and stakeholders
• Promote a culture of independence, challenge, and continuous improvement

Director, Financial Crime Analytics, Model Validation

• Provide expert regulatory compliance and prudential risk management guidance on AML/ATF/Sanctions/ABAC matters
• Advise businesses on new AML/ATF/Sanctions/ABAC regulatory changes
• Develop and implement AML/ATF/Sanctions/ABAC compliance programs
• Manage significant issues and represent FCRM on internal committees

Financial Crime Risk Oversight Specialist

• Conduct investigations of moderate complexity for both internal and external cases.
• Recommend demarket and/or freezing accounts via appropriate investigative unit.
• Conduct adjudications of moderate complexity and provide QA/review and mentorship.
• Prepare and deliver AML training to Bank Employees as assigned.

AML Financial Crime Risk Investigator II – FIU Core Investigations

• Lead a team of professionals to achieve business objectives
• Conduct investigations and prepare documents
• Collaborate with external organizations
• Develop business plans and monitor effectiveness of strategies
• Manage compliance with internal and external requirements
• Provide leadership, guidance, and performance management for the team

Group Manager, Financial Crime Risk Investigation – Core Investigations

• Responsible for the 3rd line of defence audit coverage for TD Bank Group's Financial Crimes related activities across the first and second line
• Develop a risk-based Audit Plan for TD's Financial Crimes portfolio and provide periodic reporting to governance committees including Audit Committees
• Deliver the plan evenly over the course of the year subject to approval of the TDBG Audit Committees and regulatory expectations
• Adhere to audit standards
• Recommend, support & maintain appropriate resources to execute the plan, including the requisite subject-matter expertise
• Identify all significant control gaps in coverage areas
• Provide clear, comprehensive and timely reporting on significant control matters
• Stay current on evolving regulatory expectations and industry practices and incorporate into Audit Plan and approach
• Articulate the relevance of root causes and issues across audit engagements and conduct trend analysis to determine the impact across the organization
• Maintain strong relationships with clients, regulators and external auditors
• Represent Internal Audit on management committees and on key projects
• Attract, develop and retain talent and maintain active pipeline for SMEs
• Provide ongoing support and ownership for IA divisional priorities such as Staff Development and Diversity & Inclusion initiatives
• Drive employee engagement

Associate Vice President, Audit, Financial Crimes

• Provide expert compliance and risk management guidance on AML/ATF/Sanctions/ABAC matters
• Advise on new and changed regulatory requirements
• Develop and implement compliance programs
• Manage significant issues and events

Financial Crime Risk Business Oversight Specialist

• Support regulator remediation initiatives by contributing to the preparation, review, and coordination of regulatory disclosures, submissions, and responses to requests for additional information
• Partner with Issue Owners and remediation workstreams to support gating activities, milestones, and documentation required for regulatory submissions and internal governance forums
• Ensure remediation‑related documentation prepared for regulators is clear, complete, and free of material gaps, applying a strong regulatory and risk‑based lens
• Support senior leadership by preparing summaries, briefing materials, and consolidated views of changes across regulatory submissions and remediation deliverables
• Participate in and, as required, lead remediation‑related meetings, supporting clear action tracking, follow‑ups, and stakeholder alignment
• Support alignment across regulatory remediation, audit findings, and BAU activities by identifying overlaps, dependencies, and potential risks
• Contribute to policy, standards, and governance initiatives by providing feedback on new or updated AML/ATF documents and completing gap assessments as required
• Foster a strong culture of risk management, regulatory compliance, and professionalism through effective collaboration and proactive support of stakeholders
• Effectively manage multiple ad‑hoc initiatives and deliverables within tight timelines in a fast‑paced remediation environment

Financial Crime Risk Management Specialist – Regulatory Management

• Conduct analysis of transactional activity to identify risks, trends, and potential suspicious activity
• Determine whether further investigation is required
• Prioritize and manage own workload to meet service level requirements
• Protect the interests of the organization – identify and manage risks
• Be knowledgeable of practices and procedures within own area of responsibility
• Act as a key resource/specialist owner or representative by providing technical subject matter expertise
• Contribute to operational efficiencies and improvements
• Ensure necessary due diligence to support accuracy of all transactions/activities

AML Financial Crime Risk Investigative Analyst

• Conduct investigations for internal and external cases
• Engage with law enforcement agencies, conduct data analysis
• Prepare and deliver training on AML and related topics
• Lead work streams for medium scale projects

AML Financial Crime Risk Investigator II

• Help design, institute and coordinate the compliance framework and enforce related rules
• Ensure compliance with anti-money laundering standards
• Advise and assist clients and partners as part of intervention and development initiatives
• Develop tools, methods and processes
• Propose recommendations, solutions and action plans based on the organization’s objectives and priorities
• Diagnose issues, challenges and needs to determine target outcomes
• Help develop and implement objectives, solutions, policies, programs and action plans
• Analyze data, conduct studies, make recommendations and write reports

Financial Crime Prevention Advisor

• Undertake a preliminary assessment of inbound referrals to determine if further investigation is warranted
• Evaluate high-priority referrals requiring additional analysis
• Make judgement-based decisions based on intake materials
• Assess risk ratings and document rationale for decisions
• Manage high volume intake to ensure timely case assignment
• Lead training of new employees
• Provide thematic recommendations for quality improvement of referrals

Financial Crime Risk Investigator II, HRI Triage

• Manage and resolve incoming deal related AML/KYC queries tied to active trade orders
• Manage and resolve periodic KYC refreshes for positions held by Citco on behalf of its underlying clients
• Manage and resolve incoming tax queries and requests for investment related tax documents
• Complete Nominee and AML letter testing requests received from external counterparties
• Build and develop new AML process and workflows to improve overall deal efficiency
• Work with Citco's clients to develop acceptable KYC/AML thresholds and approval workflows
• Support the Trading team with ad hoc trading, deal settlement and client queries
• Work with internal stakeholders to improve access and availability to KYC and tax data
• Design bespoke service solutions and resolve macro issues to ensure client needs are satisfied
• Partner with internal project managers on the delivery of project plans
• Cross sell bank products from the various departments to existing and potential clients including Finance, Asset Servicing, and Treasury and FX services
• Be actively involved in drafting Service Level Agreements with clients and coordinating with operations to ensure it is implemented
• Report important client issues weekly/monthly to Senior Management
• Facilitate the prompt resolution of complex client issues and highlight potential issue(s) to the client
• Develop and maintain strong Citco relationships within internal stakeholders

Financial Crime jobs in Canada

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