AML and Compliance Manager

CITCON

AML and Compliance Manager at Citco Bank managing KYC and compliance queries for clients. Working closely with stakeholders to improve trading efficiency and relationship management.

Posted 6/3/2026full-timeToronto • 🇨🇦 CanadaMid-LevelSenior💰 CA$95,000 - CA$115,000 per yearWebsite

About the role

Key responsibilities & impact

Manage and resolve incoming deal related AML/KYC queries tied to active trade orders
Manage and resolve periodic KYC refreshes for positions held by Citco on behalf of its underlying clients
Manage and resolve incoming tax queries and requests for investment related tax documents
Complete Nominee and AML letter testing requests received from external counterparties
Build and develop new AML process and workflows to improve overall deal efficiency
Work with Citco's clients to develop acceptable KYC/AML thresholds and approval workflows
Support the Trading team with ad hoc trading, deal settlement and client queries
Work with internal stakeholders to improve access and availability to KYC and tax data
Design bespoke service solutions and resolve macro issues to ensure client needs are satisfied
Partner with internal project managers on the delivery of project plans
Cross sell bank products from the various departments to existing and potential clients including Finance, Asset Servicing, and Treasury and FX services
Be actively involved in drafting Service Level Agreements with clients and coordinating with operations to ensure it is implemented
Report important client issues weekly/monthly to Senior Management
Facilitate the prompt resolution of complex client issues and highlight potential issue(s) to the client
Develop and maintain strong Citco relationships within internal stakeholders

Requirements

What you’ll need

You have a minimum of 5 years’ experience in a fast, deadline-driven environment
Custody and Alternatives Trading experience or support is an asset
Experience with KYC/AML/Tax in the alternative investment space
Must have completed a post-secondary degree in a related field (Business, Finance, etc.)
Solid understanding of Financial Markets/Hedge Fund Business

Benefits

Comp & perks

We provide a range of benefits
Training and education support
Flexible working arrangements

ATS Keywords

✓ Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

KYCAMLTax documentationDeal settlementService Level AgreementsProcess improvementWorkflow developmentClient issue resolutionFinancial analysisProject management

Soft Skills

CommunicationInterpersonal skillsProblem-solvingClient relationship managementTeam collaborationOrganizational skillsAttention to detailAdaptabilityNegotiationLeadership

Certifications

Post-secondary degree in BusinessPost-secondary degree in Finance