Compliance

• Develop and lead Casepoint’s enterprise Governance & Compliance strategy, ensuring scalable governance practices that support business growth and customer trust.
• Own enterprise privacy, compliance, AI governance, information governance, and corporate policy programs.
• Establish governance frameworks for emerging technologies, including responsible AI, data governance, and regulatory compliance.
• Partner with Executive Leadership to proactively identify, assess, and manage regulatory, contractual, operational, and technology-related risks.
• Provide executive oversight of the contracts function by partnering with the Director of Government Contracts on strategy, governance, risk management, and operational priorities.
• Collaborate with Sales, Product, Finance, Security, Legal, Engineering, and Customer Success to enable growth while balancing business objectives with appropriate governance.
• Develop executive reporting, governance metrics, and compliance dashboards to support informed decision-making.
• Drive continuous improvement through scalable processes, automation, and technology-enabled governance solutions.
• Monitor evolving regulatory requirements and industry best practices, recommending proactive enhancements to governance programs.

VP, Governance and Compliance

• Act as liaison for any research involving transplant patients.
• Collaborate with transplant quality analysts for PI projects and auditing.
• Accurate and timely transplant data entry into the OPTN reporting system and corresponding program databases.
• Actively participate in QAPI committee meetings.
• Maintain up to date knowledge on OPTN and CMS regulatory compliance changes.
• Audit performance measures and quality improvement initiatives to ensure compliance.
• Collaborate with the multi-disciplinary transplant team to identify potential risks and opportunities for improvement.
• Provide education to the multi-disciplinary team on regulatory requirements and documentation standards.
• Support the team with continuous survey readiness.

Transplant Compliance Registered Nurse

• Conduct customer site visits as necessary to support CSMP processes
• Perform customer due diligence reviews that include assessments of prospective customers and ongoing assessments of current customers
• Review and analyze data to support due diligence efforts and identify/validate controlled substance trends and sourcing profiles
• Prepare written reports to document reviews and statistical analysis
• Engage with account managers and customers, as well as internal team personnel as needed to support the CSMP process
• Drive CSMP process awareness and communication with Sales and individual Account Managers
• Seek opportunities to improve CSMP operational excellence through people, processes, or technology

Regulatory Affairs Manager

• perform onboarding due diligence for Registered Investment Advisors
• monitor compliance program efficiency and accuracy
• perform ongoing monitoring and analysis of the firm's investment adviser representatives
• assist with annual testing of compliance policies and procedures
• prepare and submit license registrations to regulatory agencies
• maintain ADV 2B documents
• monitor reportable Outside Business Activities for potential conflicts of interest
• assist with communication of continuing education requirements
• conduct research of state and federal statutes

Compliance Analyst

• Directs projects, initiatives, regulatory sanctions, executive-sponsored initiatives, regulatory audits or exams, internal audits, accreditations, on-site reviews, risk assessments
• Leads compliance monitoring to identify process gaps, validate compliance levels, map processes, draft corrective actions/remediation plans
• Leads complex investigations and documents findings
• Develops strategic plans, makes recommendations to leadership; designs/implements annual compliance plan
• Develop strong relationships with key leaders to identify and address compliance risks and failures

Compliance Director – Clinical Regulatory Focus

• Perform quality control reviews and evaluations to ensure work meets established standards for accuracy, timeliness, and productivity
• Monitor key risk indicators (KRIs) and identify trends, control gaps, and potential compliance risks
• Document findings, quality issues, and performance results, providing clear insights for management review and decision-making
• Conduct root cause analysis on errors or defects, recommending corrective actions and process improvements
• Partner with business line teams to resolve compliance-related issues and support remediation efforts
• Assist in the development, update, and implementation of policies, procedures, and quality standards
• Support training and coaching efforts by providing feedback based on quality review observations
• Respond to audits and support regulatory readiness activities by ensuring proper documentation and process adherence
• Prepare and maintain reports on quality metrics, compliance trends, and operational performance
• Provide analytical and project support for business initiatives, including evaluating processes and recommending improvements
• Collaborate with cross-functional partners to ensure consistent application of regulatory standards and operational controls
• Participate in ongoing monitoring of regulatory changes and assess potential impacts to business processes

BL Regulatory Review Representative

• Ensure insurance compliance obligations are met under loan documents and investor requirements
• Provide strategic leadership of the insurance function and oversee operations
• Drive performance against key metrics and maintain an efficient operating model
• Lead the integration of technology solutions into insurance compliance processes
• Partner across functions to align systems and workflows with business needs
• Monitor operational reports and key metrics to ensure proactive management
• Maintain deep knowledge of lender insurance requirements
• Support audit readiness by coordinating data collection for audits

Director, Insurance Operations – Compliance

• Ensure compliance with insurance obligations under loan documents
• Oversee insurance risk management across the portfolio
• Lead and develop a team of Managers, Associates, and Analysts
• Establish and execute strategic process improvement initiatives
• Assess and design team structure and resource allocation
• Establish and enforce departmental policies and procedures
• Drive adoption and integration of technology solutions
• Maintain structured learning environment through training programs
• Implement quality control processes
• Support audit readiness by coordinating data collection
• Monitor operational reports and key metrics

• Monitor, evaluate, and enhance the quality and compliance of operational processes within assigned business lines
• Conduct quality reviews, identifying risks, and supporting continuous improvement efforts
• Perform quality control reviews and evaluations to ensure work meets established standards for accuracy, timeliness, and productivity
• Monitor key risk indicators (KRIs) and identify trends, control gaps, and potential compliance risks
• Document findings, quality issues, and performance results, providing clear insights for management review and decision-making
• Conduct root cause analysis on errors or defects, recommending corrective actions and process improvements
• Partner with business line teams to resolve compliance-related issues and support remediation efforts
• Assist in the development, update, and implementation of policies, procedures, and quality standards
• Support training and coaching efforts by providing feedback based on quality review observations
• Respond to audits and support regulatory readiness activities by ensuring proper documentation and process adherence
• Prepare and maintain reports on quality metrics, compliance trends, and operational performance

• Oversee the daily operations, workload management, and performance of the Compliance Department, including State Compliance, Regulatory Affairs, and Licensing functions across all business areas of the insurance lifecycle.
• Manage and develop compliance supervisors, analysts, licensing personnel, and regulatory affairs staff, including coaching, accountability, quality review, and professional development.
• Monitor and interpret changes in insurance laws, regulations, bulletins, enforcement trends, market conduct expectations, and operational compliance requirements across multiple jurisdictions.
• Lead operational implementation of regulatory changes and ensure business processes, workflows, forms, communications, and operational procedures remain compliant with applicable regulatory requirements.
• Identify operational inconsistencies, process gaps, or regulatory exposures and develop standardized procedures, workflows, departmental expectations, reporting standards, and compliance controls across compliance functions.
• Partner with leadership and cross-functional stakeholders to provide operational compliance guidance, regulatory interpretation, and risk-based recommendations related to business initiatives and operational changes.
• Assist Compliance leadership in developing scalable compliance frameworks, departmental structures, governance processes, reporting standards, and long-term program initiatives.
• Serve as an escalation point for complex compliance matters, operational concerns, and cross-functional compliance initiatives while exercising sound judgment regarding matters requiring escalation to Compliance leadership.
• Support and participate in regulatory interactions, examinations, audits, and compliance-related meetings in coordination with Compliance leadership.
• Lead departmental process improvement initiatives and operational enhancement efforts to support organizational growth, efficiency, and regulatory readiness.
• Participate in broader enterprise initiatives and cross-functional projects outside the immediate compliance space, depending on business needs.

Compliance Manager

• Support and execute the company’s import trade compliance program.
• Determine product classifications, country of origin, and tariff applicability.
• Oversee entry review, audit support, and regulatory compliance.
• Validate import transactions, monitor compliance data, and identify improvement opportunities.
• Work closely with Customs Brokers, internal business partners, and Trade Compliance leadership.
• Manage trade programs, post-entry activity, reporting, and data integrity.

Trade Compliance Analyst

• Own day-to-day METRC operations across all active warehouse facilities (NorCal, SoCal, Nevada, New York), including package creation, manifest generation, transfer templates, and driver assignments.
• Reconcile METRC inventory against physical inventory and WMS records on a recurring cadence; investigate and resolve variances, missing packages, untagged product, and transfer discrepancies.
• Resolve METRC errors in real time (rejected transfers, incorrect weights, mis-tagged packages, voided manifests) and coordinate corrections with warehouse and CX teams.
• Maintain clean METRC hierarchies: package tags, item categories, strain entries, lab result associations, and waste/destruction entries.
• Process finalized transfers, receiving, adjustments, and destruction events in METRC within state-mandated timeframes.
• Serve as the in-house METRC subject matter expert and first line of support for warehouse and CX teammates running transactions in the system.
• Apply DCC (CA), CCB (NV), and OCM (NY) distributor regulations to live operational decisions: manifest rules, transfer windows, transportation requirements, labeling, and storage standards.
• Maintain a compliance calendar covering state license renewals, regulatory reporting deadlines, and facility-level obligations; execute renewals and filings on time.
• Track and apply operational changes from state rulemakings as they take effect (bulletins, emergency regulations, guidance documents), translating them into what the warehouse needs to do differently tomorrow.
• Act as the primary operational point of contact for routine state regulator communications at the license/facility level.
• Own the compliance vetting process for incoming brands and retailers: verify active state licenses, collect COAs, review product manifests, and flag non-compliant items before they enter the Nabis network.
• Maintain and enforce Nabis Compliance Form requirements (licenses, W9s, COAs, banking documentation).
• Maintain a live license database for all active partners with automated renewal alerts; proactively chase expiring licenses.
• Verify license status in state systems (DCC license search, CCB portal, OCM portal) and keep partner records synced with state sources of truth.
• Ensure all product labeling, packaging, and COA standards are met prior to order fulfillment in each state.
• Manage COA tracking across all inventory batches; coordinate holds, rejections, and remediation with brands and warehouse teams.
• Coordinate state-mandated compliance testing with third-party labs and ensure results are correctly associated with METRC packages.
• Run recurring audits of inventory records, waste/destruction logs, and transfer logs; identify gaps and drive them to closure.
• Manage Nabis’ response to scheduled and unannounced state inspections across all facilities; serve as the on-site/virtual point of contact when regulators arrive.
• Keep each facility inspection-ready at all times: METRC in sync, records current, labeling correct, storage compliant.
• Document findings from every inspection and drive corrective actions to completion.

Compliance jobs in Kansas

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VP, Governance and Compliance

Transplant Compliance Registered Nurse

Regulatory Affairs Manager

Compliance Analyst

Compliance Director – Clinical Regulatory Focus

BL Regulatory Review Representative

Director, Insurance Operations – Compliance

Director, Insurance Operations – Compliance

BL Regulatory Review Representative

Compliance Manager

Trade Compliance Analyst

Compliance Analyst I