Compliance

• Own the end-to-end GRC roadmap across FedRAMP, ISO 27001, SOC 2, DESC (Dubai Electronic Security Center), Saudi NCA Cloud Cybersecurity Controls (CCC), Australia IRAP, and other regional cloud security/data residency frameworks as they arise
• Prioritize and sequence certification efforts against GTM and revenue targets, in partnership with sales, product, and executive leadership
• Serve as the primary liaison with assessors, auditors, and regulatory bodies (3PAOs, sponsoring agencies, in-country assessors)
• Manage ongoing FedRAMP authorization activities (ATO maintenance, continuous monitoring, SAR/POA&M remediation) in partnership with the 3PAO and sponsoring agency
• Own documentation quality (SSP, SAR, POA&M) and escalation management when assessor deliverables fall short
• Maintain and evolve the ISMS, manage internal/external audit cycles, and drive continuous improvement of controls, risk assessments, and policy frameworks
• Drive DESC CSP certification for UAE market access. The CSP Security Standard is based on the following international standards, which the candidate should be conversant in: ISO/IEC 27001:2013 ISO/IEC 27002:2013 ISO/IEC 27017:2015 ISR:2017 v.02 CSA Cloud Controls Matrix 3.0.1
• Manage Saudi NCA compliance (ECC/CCC) in coordination with local partners
• Own Australia IRAP assessment process and coordination with registered assessors
• Partner with legal on regulatory obligations, data residency, and contractual compliance commitments
• Report compliance posture and risk to executive leadership and board as needed

Director, Governance, Risk & Compliance

• Execute a comprehensive onboarding framework:
• Enhance existing procedures, requirements, and processes for onboarding correspondent banks globally
• Run the diligence process for new countries and be responsible for mapping all geo-specific risks, writing country risk assessments, and designing rules and systems to detect and monitor these risks.
• Execute the onboarding process for new correspondent bank partners according to the framework, policies, and procedures developed.
• Lead the periodic review process for partner banks.
• Support ongoing monitoring:
• Partner with other Compliance and Risk stakeholders to refine and execute ongoing monitoring expectations for correspondent banking relationships, including periodic reviews, trigger events, and escalation criteria
• Support business development conversations:
• Be a partner to our Go-to-Market (GTM) team as they build relationships and sell to prospective banks.
• Help our GTM evaluate good target customers.
• Educate prospective customers on what it’s like to work with Column and our risk and compliance teams.
• Support new product build out:
• Work closely with GTM and Business teams to coordinate product rollouts and navigate regional risks.
• Provide clear guardrails and discovery guidance to streamline customer engagement.
• Create and deliver customer-facing documentation, ensuring clarity and compliance (e.g., requirements for bank customers).

Correspondent Banking Compliance

• Under the direction of the Trade Compliance Leadership, perform the day to day activities required to operate a fully effective export compliance program
• Prepare, submit, and manage export license applications (DSP-5, DSP-73, DSP-61, TAA, MLA, etc.)
• Ensure that AV is fully compliant with all Trade Compliance Laws and Regulations
• Assist in maintaining accurate product Export and Import classifications, ECCN, ITAR category, HTS and Schedule B codes
• Maintain TC processes and procedures; Train company employees; Audit compliance to the company procedures
• Identify improvement opportunities and problems; provide guidance to AV Sr. management for solutions
• Provide expert guidance to International Business Development and Program Management organizations

Trade Compliance Officer

• Independently administers and governs enterprise-wide Security Governance, Risk and Compliance programs to identify and mitigate security risks and protect valuable information and assets within the organization.
• Exercises independent judgment in interpreting regulatory requirements, evaluating security risk, and recommending compliance and remediation actions that support business objectives.

Senior Governance Risk & Compliance Analyst

• Serve as our subject matter expert on California Regional Centers, DDS, Title 17, the Lanterman Act, vendorization, service codes, funding, SDP, and FMS
• Guide franchisees through vendorization, compliance requirements, audits, and complex Regional Center questions
• Build practical SOPs, templates, documentation standards, and audit readiness systems
• Train and advise franchisees as regulations and requirements evolve
• Partner directly with executive leadership to shape our long-term California strategy

Regional Compliance and Funding Consultant

• Assume role as Ventura Foods Company Auditor, responsible for auditing VF plants for compliance to HQ and plant policies, programs, and SOPs.
• Auditor will schedule and prepare for audits, conduct audits, prepare and issue reports and monitor follow up RCA and CAPA.
• Role is expected to build and improve the Company Auditing program and standards.
• Auditor also responsible for all aspects of audit preparation and execution for audits conducted at the home plant, including GFSI, SQF, customer and VF Company audits.
• Support cross functional plant audit team as the audit leader and coordinator for RCA and CAPA follow up.
• Audit food safety, quality and HACCP programs for compliance.
• Coordinate daily/weekly/monthly facility audits on a pre-determined schedule.
• Identify gaps and coordinate corrective action initiatives for findings and non-conformances.

Quality Compliance Supervisor

• Serve as the primary compliance resource for assigned facilities and regional leadership teams.
• Provide guidance on regulatory, compliance, ethics, and privacy matters while identifying practical solutions that support organizational objectives.
• Foster a culture of ethical decision-making, accountability, and compliance throughout the region.
• Build trusted relationships with administrators, CEOs, physicians, and facility leadership to promote effective compliance oversight.
• Implement ongoing execution of Tenet's Ethics, Compliance, and Privacy Program within assigned facilities.
• Ensure adherence to the Quality, Compliance, and Ethics Charter and applicable federal and state healthcare regulations.
• Drive regional compliance initiatives, work plans, monitoring activities, and risk mitigation strategies.
• Implement approved monitoring and reporting processes designed to identify and prevent compliance concerns.
• Support the delivery of compliance, ethics, privacy, and security education programs for employees, contractors, and physicians.
• Promote awareness of regulatory requirements, organizational policies, and ethical business practices.
• Encourage a strong speak-up culture where concerns can be raised without fear of retaliation.
• Partner with leadership and subject matter experts to identify, assess, and mitigate compliance risks.
• Assist with auditing, monitoring, investigations, and other compliance oversight activities.
• Oversee corrective action plans and ensure timely follow-up and sustainable resolution of identified issues.
• Collaborate with facility and corporate stakeholders to address audit findings and compliance opportunities.
• Lead and participate in Compliance Committee and Board meetings, presenting compliance trends, risks, and mitigation strategies.

Compliance Officer – USPI Western Territory

• Serve as the program manager for Kyverna’s enterprise compliance buildout and commercialization-readiness initiatives, coordinating cross-functional workstreams, owners, milestones, dependencies, deliverables, status reporting, and escalation of material blockers and risks.
• Develop and execute the enterprise compliance program strategy and roadmap, in partnership with and under the direction of the Chief Legal Officer, aligning program priorities with corporate objectives and commercial-readiness milestones.
• Lead the day-to-day operations of the Compliance function, establishing scalable governance, policies, systems, and processes that support sustainable organizational growth.
• Build and continuously enhance a risk-based enterprise compliance program, including healthcare compliance, aligned with the seven elements of an effective compliance program described in the HHS Office of Inspector General’s General Compliance Program Guidance.
• Serve as a strategic thought partner to the Chief Legal Officer and executive leadership team, influencing corporate strategy by proactively identifying compliance risks, regulatory trends, and opportunities that impact business decisions.
• Establish meaningful compliance metrics and reporting to evaluate program effectiveness, inform executive decision-making, and drive continuous improvement.
• Build the Compliance function over time, recommending organizational structure, talent, and capabilities to support the company's evolving business needs.
• Partner with Commercial, Medical Affairs, Clinical Development, Regulatory Affairs, Market Access, Human Resources, Finance, Privacy, Legal, and other business leaders to embed compliance into business operations. Work closely with Legal on privacy-related compliance processes and escalate privacy legal issues to the appropriate Legal lead.
• Provide practical guidance on healthcare compliance risks related to commercialization, including interactions with healthcare professionals, promotional activities, patient support programs, grants, speaker programs, and transparency requirements.
• Establish risk-based third-party compliance diligence, onboarding, monitoring, and recertification processes, and partner with Legal and business teams on compliance requirements and escalation procedures for higher-risk consultants, vendors, distributors, service providers, and strategic partners.
• Balance effective risk management with business enablement, supporting innovation while maintaining regulatory compliance.

Senior Director, Corporate Compliance

• Drive "Design for Compliance" initiatives from start to finish, collaborating cross-functionally with Hardware and Firmware Engineering teams to integrate regulatory requirements into the product development lifecycle.
• Conduct and oversee in-house and third-party compliance testing, validation efforts, and deep-dive analysis of complex regulatory issues.
• Manage relationships and project timelines with external regulatory test labs and agencies to drive global certifications to completion for New Product Introductions (NPI).
• Navigate global product safety and regulatory standards (FCC, ISED, EU, etc.) to ensure seamless market access and sustaining compliance for existing products.
• Partner closely with OEM and ODM partners to ensure manufacturing processes align with Oura’s rigorous compliance and quality standards.
• Independently establish structure and clarity within the compliance function, proactively identifying critical path dependencies that could impact launch timelines.

Compliance Engineer

• Own and execute ZBiotics’ U.S. and international regulatory and policy strategy
• Advise on product classification, GRAS and NDI strategy, claims, labeling, studies, launches, and market access
• Lead substantive engagement with regulators
• Monitor and respond to emerging federal, state, and international requirements
• Coordinate internal and external experts needed to execute
• Review product concepts, formulas, specifications, labels, claims, consumer communications, studies, and launch plans for regulatory implications
• Help teams generate evidence and documentation needed to support safety, intended use, claims, and regulatory positions
• Support international expansion by evaluating market requirements, selecting practical pathways, and coordinating local expertise

Director of Regulatory Affairs

• Defining and implementing a technical action plan aimed to develop global EMC/RF competence
• Review and issue EMC/RF report with focus on North America regulation
• Support global affiliates to achieve EMC/RF business performance against budget and goals
• Work with local operation team to deliver the projects smooth
• Provide EMC/RF technical training and develop relevant reviewers and engineers
• Liaise with regulation authorities in North America to ensure the technical and process alignment
• Support the frontline to promote SGS EMC/RF regulatory testing and certification business including provide technical support to key customers in North America and their supplier in global network
• Support the laboratories in the global network to handle relevant technical audits from key customers and accreditation bodies

Global Regulatory Optimisation Lead

• Develops and maintains fit-for-purpose regulatory compliance frameworks for consumer, research, and SaMD products
• Partners with engineering, product, and quality teams to operationalize regulatory requirements
• Applies statistical methods and analytical tools to support regulatory decision-making
• Supports post-market regulatory activities for AI/ML-enabled products
• Conducts regulatory landscape assessments for new products and markets
• Monitors and interprets evolving regulatory guidance
• Authors and maintains regulatory documentation

Regulatory Compliance Lead

• Drives quality excellence at Verily by owning one or more Quality Assurance domains and leading strategic QA initiatives
• Responsible for designing and advancing robust quality systems
• Ensures that products are developed, commercialized, and sustained to the highest standards of quality
• Analyzes quality metrics and performance data to identify trends and implement effective corrective actions
• Partners with engineering and product teams to embed quality practices into development workflows

Quality Systems and Compliance Lead

• Conduct field work in Humboldt County, California.
• Conduct surveys for biological resources under the direction of a project manager or field supervisor.
• Monitor environmental sensitive areas during preconstruction and construction phases.
• Work with construction crews and environmental resource leads to document compliance levels related to environmental regulations.
• Record and take notes of observations on a Dudek platform and electronic device (smartphone/tablet) to be used for reporting purposes.
• Follow all Dudek and construction site safety protocols.
• Interact with clients, government agency representatives, members of the public, and others while working on-site.

Environmental Compliance Field Technician

• Accountable and responsible for the global design and strategic execution of Certification & Filing business processes.
• Leads the development of enterprise-level Direct Materials Certification & Filing Strategies.
• Drives modernization and technology innovation by influencing stakeholders across PTD, PTM, PTT, PTC and PTQ.
• Applies data-driven knowledge to the most complex regulatory challenges.
• Serves as the final reviewer and approver for enterprise-wide compliance, technical, and scientific documents.
• Maintains a state of global inspection readiness at all times.
• Accountable for building high-level collaborations and work relationships between key stakeholders including External Quality, Procurement, PTC, QC, QA, Manufacturing, and Regulatory.

Direct Materials Regulatory Filings Principal Expert

• Pre-activity Surveys for covered species, including SJKF, CTS, CRLF
• Wildlife exclusion fencing inspections for other covered species
• Excavations of potential covered species burrows
• Coordination with construction staff to understand upcoming construction activities
• Monitor construction activities within covered species habitat

Environmental Compliance Monitor, Designated Biologist

• Develop and lead Casepoint’s enterprise Governance & Compliance strategy, ensuring scalable governance practices that support business growth and customer trust.
• Own enterprise privacy, compliance, AI governance, information governance, and corporate policy programs.
• Establish governance frameworks for emerging technologies, including responsible AI, data governance, and regulatory compliance.
• Partner with Executive Leadership to proactively identify, assess, and manage regulatory, contractual, operational, and technology-related risks.
• Provide executive oversight of the contracts function by partnering with the Director of Government Contracts on strategy, governance, risk management, and operational priorities.
• Collaborate with Sales, Product, Finance, Security, Legal, Engineering, and Customer Success to enable growth while balancing business objectives with appropriate governance.
• Develop executive reporting, governance metrics, and compliance dashboards to support informed decision-making.
• Drive continuous improvement through scalable processes, automation, and technology-enabled governance solutions.
• Monitor evolving regulatory requirements and industry best practices, recommending proactive enhancements to governance programs.

VP, Governance and Compliance

• Design, implement, and maintain an effective compliance program tailored to crypto and fiat payments services, including illicit finance (AML, CFT, sanctions), consumer protection, financial security and reporting, and data protection and privacy considerations for a global business. The candidate should be comfortable working directly on program design and documents, in addition to managing internal and outside teams.
• Oversee licensing management and strategy, determining where and how Lightspark needs to be licensed as it expands into new products, jurisdictions, and partnerships, and leading applications and renewals end to end.
• Stay up-to-date with compliance developments and industry best practices related to these topics ensuring that Lightspark's policies and procedures reflect relevant developments.
• Conduct regular risk assessments to identify potential compliance risks and develop and implement strategies to mitigate them.
• Provide ongoing training and education to employees on compliance matters, fostering a culture of compliance and ethical behavior.
• Lead internal investigations into compliance issues, coordinate with external auditors, and implement corrective actions as necessary.
• Build a tech- and AI-forward compliance function, evaluating and deploying AI and automation to scale monitoring, reporting, and licensing tracking as the business grows.
• Prepare and present compliance reports to senior leadership and the board of directors, highlighting key compliance issues, trends, and recommendations.
• Serve as a primary point of contact for regulatory agencies and examiners, and manage banking partnerships and other third-party regulatory requirements, ensuring timely and accurate communication and reporting.
• Work closely with other departments, including Legal, Finance, and Operations, to ensure compliance across all business activities.
• Scale the compliance team when and as needed to ensure efficient operations and appropriate coverage for a quickly growing company.

Chief Compliance Officer

• Design and/or enhance corrective action process
• Assess and prioritize corrective action referrals
• Initiate corrective actions (e.g., corrective action plans, warning letters)
• Collaborate with business stakeholders to perform root cause analysis
• Collaborate with business stakeholders to identify prevention, detection, and correction opportunities
• Ensure business partners complete corrective actions in a timely and effective manner
• Identify ways to mitigate risks to our organization
• Develop job aids, playbook, and other program documentation
• Build and maintain positive and strategic relationships with internal and external stakeholders
• Support our compliant and ethical culture
• Assist in developing or updating oversight materials and reporting metrics
• Create and distribute written compliance standards where applicable
• Abide by organization retention standards and version controls
• Collaborate in Compliance training and education needs
• Investigate potential or reported issues of non-compliance
• Monitor organizational disciplinary actions and incentives for consistency, accuracy, and timeliness
• Collaborate with Legal and other stakeholders to interpret regulations
• Other responsibilities as assigned

Compliance Analyst – Corrections

• Supporting the implementation of the strategic food regulatory and nutrition labelling regulatory pillars across Ventura Foods.
• Has increasing responsibility in the areas of global regulatory compliance of ingredients and finished products in U.S. and at least two global selling markets (e.g. APAC, EMEA, NA, and LATAM).
• Provides the appropriate regulatory direction to R&D, Legal, Quality, Sales, Marketing, Operations, Customers, Co-Manufacturers, Suppliers, Consultants and other internal and external stakeholders.
• Continuously expands knowledge and understanding of new and existing statutes, Trade Agreements (TA) and regulations at the local, state and federal levels (U.S.) and in global selling markets (e.g. APAC, EMEA, NA, and LATAM).
• Applies this knowledge to interpret and communicate regulatory issues to impacted customers and teams to ensure branded and private label products will be legislatively acceptable.
• Initiates and leads cross-functional regulatory projects and develops the necessary protocol inclusive of labels, standards, procedures, guidance documents and customers' communications in response to assigned selling markets (e.g., APAC, EMEA, NA, and LATAM regulatory rule-making activities.
• Utilizes risk assessments and risk/benefit analyses to determine regulatory risks pertaining to claims, nutritional information, market analyses, branded and private label compliance, ingredients, allergens, food contact packaging materials, production disruptions and supply chain shortages.
• Collaboratively works with cross-functional partners on new business opportunities in assigned global selling markets.
• Utilizes applicable food laws, Free Trade Agreements (FTA) and country permissibility assessments to influence and coach the teams to consider the plausible options to drive the desired business initiatives.
• Juggles multiple priorities as a regulatory subject matter expert, including facilitating knowledge transfer to enhance regulatory capability and capacity.
• Works directly with consultants, suppliers and customers to improve regulatory processes and achieve regulatory and business results.

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