Compliance

• Executes activities related to the implementation, maintenance and improvement of the Compliance and Integrity Program, applying methodologies, procedures and instruments established by the department and supporting the execution of initiatives related to ethics, integrity and compliance to contribute to the Program’s effectiveness and strengthen the organization’s integrity culture.
• Manages the operational handling of reports received through the Transparency Channel, triaging, classifying, recording, forwarding, monitoring and following up on incoming reports while observing the confidentiality, impartiality and protection against retaliation criteria established by the organization, to ensure the proper functioning of the Transparency Channel, strengthen institutional trust in integrity mechanisms and contribute to the timely identification of potential misconduct.
• Conducts analyses and inquiries related to potential violations of the Code of Conduct and other institutional regulations, collecting and analyzing information and evidence, conducting interviews, preparing technical records and developing technical reports with the facts found and corresponding analyses to support proper investigation of reports received, strengthen confidence in integrity mechanisms and help mitigate institutional risks.
• Performs integrity assessments related to third parties, partners and other stakeholders, when applicable, applying the criteria established by the organization, analyzing available information, preparing technical opinions and recommending mitigating measures to support institutional decisions and reduce exposure to integrity risks arising from relationships with third parties.
• Monitors legal, regulatory and normative requirements applicable to compliance activities, as well as formally established exceptions by the organization, tracking regulatory changes, updating the regulatory matrix, recording and monitoring approved exceptions and communicating impacts to the areas involved to support institutional compliance, reduce regulatory risk and promote greater predictability and security in organizational decisions.
• Prepares technical reports, KPIs and management information related to compliance and integrity activities, consolidating and analyzing data, developing indicators and preparing materials to track the area’s activities to support the management of compliance activities and monitor the effectiveness of the Compliance Program.
• Develops and reviews policies, procedures, guidance materials and other instruments related to the Compliance and Integrity Program, analyzing organizational needs, incorporating applicable requirements and aligning instruments with market best practices to promote continuous updating of institutional instruments and strengthen the effectiveness of the Compliance Program.
• Plans and executes awareness and training actions related to ethics, integrity and compliance, preparing content, delivering trainings, conducting communication campaigns and providing technical guidance to business areas to disseminate knowledge, strengthen the integrity culture and encourage behaviors aligned with institutional values.
• Supports initiatives related to the promotion of integrity in the organization’s scientific, institutional and strategic relations, providing technical guidance, preparing support materials, participating in educational actions and disseminating guidelines related to ethics and integrity applicable to the institutional context to strengthen the integrity culture, support prevention of reputational risks and promote institutional relationships aligned with organizational principles and values.
• Provides technical advisory to business areas on topics related to ethics, integrity and compliance, clarifying doubts, issuing technical guidance and supporting the application of the Compliance Program’s regulations and instruments to promote correct interpretation of applicable requirements and contribute to the prevention of non-compliance situations.

Senior Compliance Analyst

• Provide support to the Compliance department, ensuring proper execution of routines and controls of the Integrity Program.
• Conduct third‑party due diligence (suppliers, partners and customers), including document review and evidence tracking.
• Assist in the execution of internal audits, organize information, and monitor corrective actions and records.
• Contribute to updating and reviewing internal policies, codes of conduct and Compliance procedures.
• Draft and support the dissemination of Compliance bulletins, internal communications and awareness materials.
• Prepare, organize and maintain up‑to‑date Compliance department documents, reports and controls.
• Manage forms, records and departmental databases.
• Review documents from a legal and regulatory compliance perspective.
• Provide support for other departmental activities as required by priorities and demands.

Compliance Assistant – Legal Assistant

• Apoiar a implementação de programas e práticas compatíveis com os requisitos, regulatórios, normativos e corporativos.
• Fornecer suporte técnico especializado em todos os níveis da organização, especialmente no enfoque de garantir a conformidade com os requisitos regulatórios e normativos dentro de sua disciplina.
• Fornecer envolvimento técnico especializado em questões, programas e processos envolvendo a conformidade com os padrões e políticas.
• Fornecer assistência para melhorar o Sistema Integrado de Gestão IMS local de acordo com as diretrizes da ISO 9001, ISO 14001, ISO 45001, Código ISM, ANP - SGSO, e demais regulamentos e normativas aplicáveis aos processos da MODEC do Brasil.
• Desenvolver e implementar processos eficazes desenvolvidos sob a responsabilidades do setor de Conformidade (processos de auditoria, avaliação de requisitos legais, entre outros).
• Apoiar investigações, determinação de planos de ação e implementação de ações corretivas para incidentes e não-conformidades de forma a serem concluídas e verificadas de forma efetiva, dentro do estabelecido pelo Sistema de Gestão Integrado.
• Planejar, organizar, facilitar e realizar auditorias internas, além de acompanhar e suportar as áreas onshore e offshore durante auditorias externas e inspeções associadas a normas e regulamentos internacionais e brasileiros relevantes (HSEQ), principalmente ANP, MTE, Marinha, Anvisa, ABS, IMO, ISO e clientes MdB.
• Garantir que a MdB tenha uma organização de auditoria interna eficiente e competente, para garantir que as atividades de verificação de conformidade sejam realizadas com o nível desejado de qualidade e competência técnica.

Engenheiro de Conformidade, Compliance Engineer

• You will be a key member of the ATE Compliance Program, reporting directly to the Compliance Program Lead.
• Your primary focus will be to develop a deep understanding of PwC's compliance standards and support teams in their correct application.
• This role is centered on control validation, ensuring controls are well designed and operating effectively across ITGC, ISP and QMS domains.
• You will be responsible for testing controls, reviewing evidence, facilitating audits, responding to requests, supporting escalations, and contributing to the evolution of controls.
• Testing and validation of ITGC controls (primary focus).
• Test and validate that ITGC controls are appropriately designed and operating as expected in the following areas: Access Controls, System Development and Change Management, Cybersecurity and Data Protection, and Service Management.
• Validate controls related to: Identity and Access Management, Change Management, Cybersecurity Operations, and Database and Network Controls.
• Facilitate audits and manage compliance evidence.
• Support the handling of inquiries and escalations related to controls.
• Contribute to discussions on control design and improvement.
• Support remediation processes and continuous monitoring.
• Interact with stakeholders and areas involved in the program.
• Support communication of compliance and risk topics.
• Prepare reports, metrics and data-driven analyses.
• Support reviews of policies, procedures and access.

IT Compliance Analyst

• Monitor regulations and rules from CVM, ANBIMA and other regulatory bodies applicable to the business;
• Manage the regulatory calendar and track periodic obligations;
• Support authorization, licensing and renewal processes with regulatory and self-regulatory bodies;
• Interact with regulatory entities, responding to official letters, inquiries and requests;
• Participate in AML/CTF (PLD/FTP) committees, supporting risk analyses and formalization of resolutions;
• Execute KYC, KYE and KYP procedures;
• Support communications to COAF when applicable;
• Monitor and enhance AML/CTF programs;
• Manage conflicts of interest and information barriers (Chinese Wall);
• Manage the personal investment policy and blackout periods;
• Support Investment Banking operations from a compliance perspective;
• Review suitability processes and communication materials intended for investors;
• Draft and review policies, manuals, internal procedures and the Code of Ethics;
• Conduct analyses and investigations related to compliance risks;
• Support initiatives related to LGPD (Brazilian Data Protection Law);
• Develop automations and Artificial Intelligence solutions applied to compliance routines;
• Deliver trainings and awareness activities on ethics, integrity and compliance.

Compliance jobs in Brasil

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Senior Compliance Analyst

Compliance Assistant – Legal Assistant

Engenheiro de Conformidade, Compliance Engineer

IT Compliance Analyst

Compliance Analyst, Mid-level