Compliance Analyst, Mid-level

Suno

Analista de Compliance atuando na governança e conformidade regulatória do Grupo Suno. Focado em monitorar normas e regulamentações do mercado financeiro brasileiro e aprimorar processos de compliance.

Posted 5/29/2026full-timeRemote • BrasilMid-LevelSeniorWebsite

About the role

Key responsibilities & impact

Monitor regulations and rules from CVM, ANBIMA and other regulatory bodies applicable to the business;
Manage the regulatory calendar and track periodic obligations;
Support authorization, licensing and renewal processes with regulatory and self-regulatory bodies;
Interact with regulatory entities, responding to official letters, inquiries and requests;
Participate in AML/CTF (PLD/FTP) committees, supporting risk analyses and formalization of resolutions;
Execute KYC, KYE and KYP procedures;
Support communications to COAF when applicable;
Monitor and enhance AML/CTF programs;
Manage conflicts of interest and information barriers (Chinese Wall);
Manage the personal investment policy and blackout periods;
Support Investment Banking operations from a compliance perspective;
Review suitability processes and communication materials intended for investors;
Draft and review policies, manuals, internal procedures and the Code of Ethics;
Conduct analyses and investigations related to compliance risks;
Support initiatives related to LGPD (Brazilian Data Protection Law);
Develop automations and Artificial Intelligence solutions applied to compliance routines;
Deliver trainings and awareness activities on ethics, integrity and compliance.

Requirements

What you’ll need

Bachelor's degree in Law, Economics, Business Administration or related fields;
Experience in Compliance within regulated institutions in the financial market (asset managers, consultancies, broker-dealers, distributors or research firms);
Knowledge of Brazilian financial market regulations;
Active OAB registration (Brazilian Bar Association);
Postgraduate degree in Compliance, Financial Market Law or Regulation;
ANBIMA certifications (CPA-10, CPA-20, CEA or equivalents);
PQO certification (B3);
Compliance certifications (CCEP, CIPP/E, LPEC or similar);
English for reading standards and international documents;
Experience with process automation and use of AI applied to Compliance.

Benefits

Comp & perks

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Hard Skills & Tools

KYCKYEKYPAMLCTFcompliance risk analysisprocess automationArtificial Intelligence solutionsregulatory monitoringpolicy drafting

Soft Skills

communicationanalytical thinkingproblem-solvingtraining deliveryinterpersonal skillsattention to detailorganizational skillsethical judgmentconflict managementteam collaboration

Certifications

OAB registrationANBIMA CPA-10ANBIMA CPA-20ANBIMA CEAPQA certificationCCEP certificationCIPP/E certificationLPEC certificationpostgraduate degree in Compliancepostgraduate degree in Financial Market Law