Regulatory Compliance Manager
Zytek Medsearch
full-time
Posted on:
Location: California, New York • 🇺🇸 United States
Visit company websiteSalary
💰 $140,000 - $185,000 per year
Job Level
Mid-LevelSenior
About the role
- Prepare comprehensive examination and audit materials, responses, and presentations for regulatory reviews
- Coordinate personnel preparation for regulatory interviews and presentations
- Gather and organize required data for regulatory submissions and submit timely documentation to regulatory authorities
- Maintain detailed documentation of examinations, audits, inquiries, and follow-up actions
- Conduct thorough compliance risk assessments by legal entity and subject matter and develop risk management strategies and controls
- Serve as primary liaison with regulatory authorities and agencies and coordinate with internal and external stakeholders
- Prepare comprehensive internal compliance reporting and partner with Internal Audit teams on compliance initiatives
- Maintain issue tracking, calendar scheduling for compliance issues, provide regular reporting on issue status, and support issue owners with validation expectations
Requirements
- Bachelor's degree required; advanced degree strongly preferred
- 5-7 years of progressive compliance experience with increasing responsibility
- Comprehensive regulatory knowledge spanning both traditional finance (TradeFi) and cryptocurrency/digital asset regulations globally
- Strong analytical, communication, and interpersonal skills
- Proven ability to manage multiple priorities and meet regulatory deadlines
- Experience working with regulatory authorities and audit firms