Regulatory Compliance Manager
Zytek Medsearch
Regulatory Compliance Manager
Zytek Medsearch
full-time
Posted on:
Origin: • 🇺🇸 United States • California, New York
Visit company websiteSalary
💰 $140,000 - $185,000 per year
Job Level
Mid-LevelSenior
About the role
- Oversee critical compliance functions across the organization and manage regulatory relationships, examinations, and risk assessments
- Prepare comprehensive examination and audit materials, responses, and presentations for regulatory reviews
- Coordinate personnel preparation for regulatory interviews and presentations
- Gather and organize required data for regulatory submissions and submit timely information to regulatory authorities
- Maintain detailed documentation of examinations, audits, inquiries, and follow-up actions
- Conduct thorough compliance risk assessments by legal entity and subject matter; identify, analyze, and mitigate compliance risks
- Develop and implement risk management strategies and controls
- Serve as primary liaison with regulatory authorities and agencies and collaborate with internal and external stakeholders
- Prepare comprehensive internal compliance reporting and partner with Internal Audit teams on compliance initiatives
- Maintain organized calendar and scheduling system for compliance issues; provide regular reporting on issue status and resolution progress
- Document and track regulatory matters requiring ongoing attention and support issue owners in understanding validation expectations and requirements
Requirements
- Bachelor's degree required; advanced degree strongly preferred
- 5-7 years of progressive compliance experience with increasing responsibility
- Comprehensive regulatory knowledge spanning both traditional finance (TradeFi) and cryptocurrency/digital asset regulations globally
- Strong analytical, communication, and interpersonal skills
- Proven ability to manage multiple priorities and meet regulatory deadlines
- Experience working with regulatory authorities and audit firms
