Senior Compliance Officer – One-Year Contract
Zurich Insurance
contract
Posted on:
Location Type: Hybrid
Location: Hong Kong • Hong Kong
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Job Level
Tech Stack
About the role
- Support the development of insightful internal compliance reports and second-line knowledge sharing
- Identify enhancement opportunities and propose pragmatic solutions to meet regulatory requirements
- Participate in compliance innovation activities, including exposure to data analytics tools
- Contribute to ongoing and coming compliance-related projects
- Support the AML tool transformation project, including coordination, testing and training activities
- Assist Cloud migration of the current screening platform and uplift of normalized files to a single file format
- Implementation of new modules for Transaction Monitoring
- Deployment of automated Customer Risk Rating
- Support validation of the local Compliance Framework to assess alignment with relevant policies, local requirements, internally defined minimum standards, and best practices in the following areas: Customer-Facing Conduct (CFC): including proposition management (PRO), intermediary management, and sales process (SAD), with a focus on customers' sustainability preferences (ESG)
- Data Privacy and Records Management: including data retention validation
- Anti-Bibery and Anti-Corruption (ABC): ensuring robust controls and practices are in place
- Conflicts of Interest and External Engagement (COI/EE): evaluating governance and transparency mechanisms
- Assist in the compliance operations when necessary
Requirements
- Bachelor's degree with minimum 2 years of compliance experience, preferably in insurance or financial services industry
- Candidate with less experience may be considered as Officer; fresh graduate who is immediately available is welcome
- Experience in creating dashboards using data analytics tools is an advantage
- Detailed-oriented and good project management skills
- Excellent interpersonal and communication skills
- Good command of both written and spoken English and Chinese.
Benefits
- Hybrid working
- Equal opportunity employer
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance reportingdata analyticstransaction monitoringcustomer risk ratingdata privacyrecords managementanti-briberyanti-corruptionconflicts of interestproject management
Soft Skills
detail-orientedinterpersonal skillscommunication skillsorganizational skills