Trade Surveillance Analyst

YogiTrades

Trade Surveillance Analyst focused on compliance monitoring and investigations to ensure market integrity. Responsibilities include analyzing trading patterns and preparing regulatory reports.

Posted 6/27/2026full-timeRemote • 🇮🇳 IndiaMid-LevelSeniorWebsite

Tech Stack

Tools & technologies

SQL

About the role

Key responsibilities & impact

Monitor trading activities and surveillance alerts to identify potential market abuse, including spoofing, layering, wash trades, front-running, insider trading, and market manipulation.
Conduct investigations into suspicious trading patterns and prepare detailed case documentation.
Review and close surveillance alerts generated through internal and external monitoring systems.
Liaise with Compliance, Risk, Operations, Product, and Technology teams on surveillance matters and escalations.
Prepare regulatory reports and responses for exchanges, regulators, and other stakeholders, where applicable.
Perform periodic reviews of surveillance scenarios, thresholds, and monitoring frameworks to enhance effectiveness.
Analyze trading behavior across spot, derivatives, and options products to identify emerging risks.
Maintain MIS, dashboards, and surveillance metrics for management reporting.
Stay updated on regulatory developments, exchange circulars, and industry best practices.
Support audits, inspections, and compliance reviews related to market surveillance activities.
Drive automation and process improvement initiatives to strengthen the surveillance framework.

Requirements

What you’ll need

Bachelor's or Master's degree in Finance, Commerce, Economics, Law, or a related field.
5+ years of experience in Trade Surveillance, Market Surveillance, Compliance Monitoring, or Market Abuse Investigations.
Prior experience with a Stock Broking firm, Capital Markets organization, Exchange, or Trading Platform is mandatory.
Strong understanding of securities markets, derivatives, market conduct regulations, and surveillance methodologies.
Hands-on experience investigating trading alerts and suspicious market activities.
Familiarity with surveillance tools such as SMARTS, Actimize, Compass or similar monitoring systems is preferred.
Strong knowledge of regulatory requirements, exchange rules, and market abuse monitoring frameworks.
Excellent analytical, investigative, and report-writing skills.
Ability to independently manage complex investigations and interact with senior stakeholders.
Preferred Skills
Experience in derivatives, futures, options, and leveraged trading products.
Knowledge of AML, Financial Crime, and Fraud Monitoring frameworks.
Proficiency in SQL, Excel, data analytics, or surveillance reporting tools.
Strong communication and stakeholder management skills.

Benefits

Comp & perks

🌐 Worldwide ❌ Jobs You've Hidden ⭐️ Saved Jobs ✅ Applied Jobs ✉️ Email Alerts 👤 Account YogiTrades Website LinkedIn All Job Openings 11 - 50 employees ₿ Crypto 💸 Finance 💳 Fintech Crypto
Finance
Fintech YogiTrades is a platform designed for Indian traders to engage in futures and options trading on cryptocurrencies like Bitcoin and Ethereum. The platform operates 24/7, allowing users to trade without owning any actual crypto, with all transactions settled in INR. Registered with the Financial Intelligence Unit of India, YogiTrades complies fully with local regulations, providing a secure and trustworthy trading environment. It offers innovative trading features, smart margining schemes, and deep analytics to enhance user experience. Users can make smaller initial investments and enjoy daily, weekly, and monthly expiries, ensuring flexibility and a wide range of opportunities. The platform is also integrated with efficient customer support and community interaction features. Trade Surveillance Analyst Job not on LinkedIn 🔥 10 minutes ago 🇮🇳 India – Remote ⏰ Full Time 🟡 Mid-level 🟠 Senior 🧐 Analyst Apply Now Find Hiring Managers Customize resume + cover letter Report problem ☆ Save ☑️ Mark as applied ❌ Hide 📋 Description
Monitor trading activities and surveillance alerts to identify potential market abuse, including spoofing, layering, wash trades, front-running, insider trading, and market manipulation.
Conduct investigations into suspicious trading patterns and prepare detailed case documentation.
Review and close surveillance alerts generated through internal and external monitoring systems.
Liaise with Compliance, Risk, Operations, Product, and Technology teams on surveillance matters and escalations.
Prepare regulatory reports and responses for exchanges, regulators, and other stakeholders, where applicable.
Perform periodic reviews of surveillance scenarios, thresholds, and monitoring frameworks to enhance effectiveness.
Analyze trading behavior across spot, derivatives, and options products to identify emerging risks.
Maintain MIS, dashboards, and surveillance metrics for management reporting.
Stay updated on regulatory developments, exchange circulars, and industry best practices.
Support audits, inspections, and compliance reviews related to market surveillance activities.
Drive automation and process improvement initiatives to strengthen the surveillance framework. 🎯 Requirements
Bachelor's or Master's degree in Finance, Commerce, Economics, Law, or a related field.
5+ years of experience in Trade Surveillance, Market Surveillance, Compliance Monitoring, or Market Abuse Investigations.
Prior experience with a Stock Broking firm, Capital Markets organization, Exchange, or Trading Platform is mandatory.
Strong understanding of securities markets, derivatives, market conduct regulations, and surveillance methodologies.
Hands-on experience investigating trading alerts and suspicious market activities.
Familiarity with surveillance tools such as SMARTS, Actimize, Compass or similar monitoring systems is preferred.
Strong knowledge of regulatory requirements, exchange rules, and market abuse monitoring frameworks.
Excellent analytical, investigative, and report-writing skills.
Ability to independently manage complex investigations and interact with senior stakeholders.
Preferred Skills
Experience in derivatives, futures, options, and leveraged trading products.
Knowledge of AML, Financial Crime, and Fraud Monitoring frameworks.
Proficiency in SQL, Excel, data analytics, or surveillance reporting tools.
Strong communication and stakeholder management skills. Apply Now 📊 Check your resume score for this job Improve your chances of getting an interview by checking your resume score before you apply. Check Resume Score Similar Jobs Senior Analyst/Associate - OTC Confirmations Drafting 🔥 21 hours ago Delta Capita 1001 - 5000 💸 Finance 💳 Fintech Website LinkedIn All Job Openings Senior Analyst/Associate drafting confirmations within Delta Capita's OTC Managed Service division. Supporting investment banking clients in documenting OTC derivative transitions working remotely. 🇮🇳 India – Remote 💰 Venture Round on 2020-03 ⏰ Full Time 🟠 Senior 🧐 Analyst Senior Analyst, Digital Analytics 🕒 2 days ago Synchrony 10,000+ employees 🏦 Banking 💸 Finance 💳 Fintech Website LinkedIn All Job Openings Senior Analyst focusing on digital analytics within Synchrony’s India Analytics Hub. Collaborating on data-driven strategies to enhance customer experience and support business objectives. 🇮🇳 India – Remote ⏰ Full Time 🟠 Senior 🧐 Analyst Senior Workday Configuration, HRIS Analyst 🕒 2 days ago Silvaco Inc 201 - 500 🔧 Hardware 🤝 B2B 🔬 Science Website LinkedIn All Job Openings Senior Workday Configuration and HRIS Analyst at Silvaco ensuring efficient People systems. Responsibilities include integration maintenance, data accuracy, and cross-functional collaboration. 🇮🇳 India – Remote 💰 $5M Convertible Note - Silvaco on 2024-04 ⏰ Full Time 🟠 Senior 🧐 Analyst Senior Analyst 🕒 3 days ago Jabil 10,000+ employees 🤝 B2B Website LinkedIn All Job Openings Senior Analyst role focusing on Procurement and Supply Chain initiatives at Jabil. Collaborating with clients on strategic sourcing and operational improvements with extensive career growth opportunities. 🇮🇳 India – Remote ⏰ Full Time 🟠 Senior 🧐 Analyst Quality Analyst 🕒 4 days ago MediaRadar, Inc. 201 - 500 ☁️ SaaS Website LinkedIn All Job Openings Quality Analyst ensuring the accuracy of ad processing workflows at MediaRadar. Collaborating with teams to improve data quality and resolve discrepancies. 🇮🇳 India – Remote ⏰ Full Time 🟡 Mid-level 🟠 Senior 🧐 Analyst View More Analyst Jobs 🌐 Worldwide Built by Lior Neu-ner. I'd love to hear your feedback — Get in touch via DM or support@remoterocketship.com Search Search Jobs by country Search jobs by city Search jobs by job title Search entry-level jobs Search junior-level jobs Search senior-level jobs Search jobs by tech stack Search jobs by contract type Search remote internships Search remote part-time jobs Remote jobs Anywhere in the World Companies Hiring Anywhere in the World Companies Hiring Sales People Anywhere in the World Companies Hiring Software Engineers Anywhere in the World Resources Advice Tips for finding remote jobs Interview questions and answers Resume examples Cover letter examples Post a job Affiliates Privacy policy Terms of service Job board SEO course AI Apply Copilot OpenClaw job finder Jobs by Country Remote jobs anywhere in the world (Worldwide remote jobs) Remote jobs United States Remote jobs Australia Remote jobs Brazil Remote jobs Canada Remote jobs France Remote jobs Ireland Remote jobs Germany Remote jobs Netherlands Remote jobs Spain Remote jobs UK Popular Jobs Remote data analyst jobs Remote customer support jobs Remote executive assistant jobs Remote marketing jobs Remote product designer jobs Remote product manager jobs Remote project manager jobs Remote recruiter jobs Remote sales jobs Remote software engineer jobs Jobs by Type Remote full-time jobs Remote part-time jobs Remote contract jobs Remote internship jobs Remote entry-level jobs Remote jobs with no experience required Remote junior jobs (1-3 years of experience) Digital nomad jobs Remote jobs with no degree required Freelance remote jobs Temporary remote jobs Remote jobs hiring now Stay at home mom jobs

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Hard Skills & Tools

Trade SurveillanceMarket SurveillanceCompliance MonitoringMarket Abuse InvestigationsSQLExceldata analyticssurveillance reporting toolssurveillance methodologiesregulatory reporting

Soft Skills

analytical skillsinvestigative skillsreport-writing skillsstakeholder managementcommunication skillsindependent managementprocess improvementautomation initiatives