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About the role
Key responsibilities & impact- Build and maintain all elements of a strong, trustworthy compliance oversight program
- Liaison with each department to ensure Compliance requirements are understood and top of mind during product development
- Become an expert in business processes, understanding them from end-to-end
- Oversee the control framework, including building, documenting, and monitoring a system of risk mitigating controls
- Conduct Compliance-focused testing on high-risk processes, citing regulatory violations/recommendations/observations as appropriate
- Raise concerns with the Compliance CMS team for documentation and communication with needed parties
- Oversee timely implementation of corrective actions and remediation projects
- Assist in external audit and exam management
- Generally building, breaking, and fixing anything Compliance-related
Requirements
What you’ll need- Minimum 8 years of relevant experience in financial industry compliance (at a Bank, FinTech or MSB)
- Strong compliance knowledge around state and federal consumer lending regulations, particularly as they apply to credit cards
- Ability to understand and communicate legal and regulatory concepts and convert them into relevant, practical business requirements and controls
- Self-motivated individual who is comfortable actively finding ways to add value and running multiple projects concurrently
- Proven experience collaborating with internal teams to implement compliance processes
- Comfortable working in a challenging, fast-paced environment with minimal guidance
- Strong interpersonal skills are essential
- Valuable additional qualifications could include:
- Experience in early-stage startups
- Project management experience
- Passionate about financial inclusion and mobility
- College degree
- CRCM or other similar certification
- Technical knowledge (we work with a lot of developers)
Benefits
Comp & perks- Competitive Compensation
- Equity
- Insurance
- 401K
- Unlimited PTO
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance oversightrisk mitigating controlscompliance testingregulatory violationscorrective actionsremediation projectsproject managementbusiness process understandingconsumer lending regulationscredit card compliance
Soft Skills
interpersonal skillsself-motivatedcollaborationcommunicationvalue additionmulti-project managementadaptabilityproblem-solvinginitiativefast-paced environment
Certifications
CRCMcompliance certification
