RAU Manager
Workday
full-time
Posted on:
Location Type: Office
Location: Northampton • United States
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About the role
- To provide data-led expert oversight and check and challenge on business and compliance matters.
- Advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness.
- Lead a team performing complex tasks, using well developed professional knowledge and skills to deliver on work that impacts the whole business function.
- Set objectives and coach employees in pursuit of those objectives.
Requirements
- Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems.
- Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.
- Conduct investigation of compliance risk events or breaches.
- Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences.
- Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank’s internal policies are aligned with international standards.
- Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management.
Benefits
- Our Work Experience is the combination of everything that's unique about us: our culture, our core values, our company meetings, our commitment to sustainability, our recognition programs, but most importantly, it's our people.
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance risk assessmentpolicy developmentinvestigation of compliance breachesimplementation of compliance policiesoversight of corrective actionspreventative measuresbusiness activity reviewsmarket abuse investigationregulatory compliancerisk management
Soft Skills
leadershipcoachingdecision makinginfluencingcollaborationobjective settingcommunicationproblem solvingcritical thinkingteam management