RAU Manager
Workday
full-time
Posted on:
Location Type: Office
Location: Northampton • 🇺🇸 United States
Visit company websiteJob Level
Mid-LevelSenior
About the role
- To provide data-led expert oversight and check and challenge on business and compliance matters.
- Advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness.
- Lead a team performing complex tasks, using well developed professional knowledge and skills to deliver on work that impacts the whole business function.
- Set objectives and coach employees in pursuit of those objectives.
Requirements
- Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems.
- Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.
- Conduct investigation of compliance risk events or breaches.
- Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences.
- Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank’s internal policies are aligned with international standards.
- Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management.
Benefits
- Our Work Experience is the combination of everything that's unique about us: our culture, our core values, our company meetings, our commitment to sustainability, our recognition programs, but most importantly, it's our people.
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
compliance risk assessmentpolicy developmentinvestigation of compliance breachesimplementation of compliance policiesoversight of corrective actionspreventative measuresbusiness activity reviewsmarket abuse investigationregulatory compliancerisk management
Soft skills
leadershipcoachingdecision makinginfluencingcollaborationobjective settingcommunicationproblem solvingcritical thinkingteam management