Wincent

Compliance

• Design, operate, document, and evidence the group compliance framework
• Maintain understanding of applicable laws, regulations, and regulatory expectations
• Act as a senior point of contact for regulators
• Assume ownership of AML/CTF and anti-financial crime oversight
• Manage the compliance team
• Build tech-forward compliance infrastructure
• Conduct compliance risk assessment and risk management
• Provide practical compliance advice to Legal, Business Development, Trading Operations, and senior leadership
• Coach and develop the compliance team

Chief Compliance Officer