Auditor – Finance
Western Alliance Bank
full-time
Posted on:
Location Type: Office
Location: Phoenix • Arizona • United States
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About the role
- Assist in assessing the design and operational effectiveness of controls within various audits
- Prepare for and attend process walkthrough meetings
- Document process narratives and test controls for adherence to bank policies and procedures
- Support the execution of the department's annual audit plan
- Report to an Associate Audit Director and work with audit leaders across the department
- Participate in audits in finance, banking operations, credit administration, risk management and compliance disciplines
- Create audit documentation for process narratives using audit software
- Respond to review notes generated by Audit Project Manager and Associate Audit Director
- Assist in the closure of audit issues per audit methodology
- Provide ad-hoc reports and status updates to supervisors
- Comply with department annual training requirements
- Attend team, peer and one-on-one meetings
Requirements
- Bachelor’s degree in related field required
- Entry level experience focusing on liquidity management including liquidity stress testing, capital planning and stress testing, investment management, and interest rate risk is preferred
- Entry level knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards and practices is preferred
- Entry level of internal control analysis and risk assessment methodologies, COSO framework, Institute of Internal Auditor standards, FRB Supervisory Letter 13-1 standards, GAAP, and/or Sarbanes-Oxley Section 404 requirements is preferred
- Entry level time management and organizational skills
- Entry level communication and writing skills
- Willingness to pursue and/or in the process of pursuing a Certified Internal Auditor, Certified Public Accountant or a related certification
- Occasional travel required
Benefits
- competitive salaries
- ownership stake in the company
- medical and dental insurance
- time off
- 401k matching program
- tuition assistance program
- employee volunteer program
- wellness program
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
audit documentationinternal control analysisrisk assessment methodologiesliquidity managementliquidity stress testingcapital planninginvestment managementinterest rate riskGAAPSarbanes-Oxley Section 404
Soft Skills
time managementorganizational skillscommunication skillswriting skills
Certifications
Certified Internal AuditorCertified Public Accountant