Branch Support Manager

Wells Fargo

Branch Support Manager in Wealth and Investment Management at Wells Fargo. Supervising transactional tasks and guiding talent development in brokerage operations.

Posted 6/13/2026full-timeKnoxville • Kentucky, Tennessee • 🇺🇸 United StatesMid-LevelSeniorWebsite

About the role

Key responsibilities & impact

Supervise less experienced roles in transactional tasks and processes to ensure timely completion, quality, and compliance
Identify opportunities for process improvement and risk control development in less complex functional areas
Make day to day supervisory decisions and resolve issues related to team supervision, work allocation, and daily operations
Leverage interpretation of policies, procedures, and compliance requirements
Collaborate and consult with peers, colleagues, and mid-level managers as well as interact directly with external customers
Manage allocation of people and financial resources for Brokerage Support
Mentor and guide talent development of direct reports and assist in hiring talent

Requirements

What you’ll need

4+ years of Securities industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
1+ years of leadership experience
Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7 and 66 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
Knowledge and understanding of Brokerage Industry, products, and operational procedures
Excellent verbal, written, and interpersonal communication skills in both team settings and in-person to support the Market
Understanding of brokerage branch exams and regulatory requirements from an operational support perspective
Client service centric for our internal and external customers
Strong attention to detail and accuracy
Proven ability to prioritize tasks, stay organized, and manage competing demands in a fast-paced environment
Series 9/10 licensing

Benefits

Comp & perks

Drug and Alcohol Policy
Equal Opportunity Employer
Accommodation for applicants with disabilities upon request

ATS Keywords

✓ Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

Securities industry experienceBrokerage industry knowledgeOperational proceduresFinancial Industry Regulatory Authority (FINRA) Series 7FINRA Series 63FINRA Series 66FINRA Series 9FINRA Series 10

Soft Skills

LeadershipCommunicationMentoringAttention to detailOrganizational skillsClient service orientationProblem-solvingTeam collaboration