Vice President, Front Line Transaction Monitoring Product Owner – Equities

Wells Fargo

Vice President managing global transaction monitoring and market abuse prevention for Equity products at Wells Fargo. Establishing surveillance frameworks, managing delivery, and providing strategic insights across functions.

Posted 5/23/2026full-timeNew York City • New York, North Carolina • 🇺🇸 United StatesLead💰 $159,000 - $305,000 per yearWebsite

Tech Stack

Tools & technologies

PythonSQL

About the role

Key responsibilities & impact

Manage global delivery of strategic FLOD surveillance / monitoring platform / tools.
Establish a robust surveillance framework for Equity products through implementation of a trade surveillance platform, system controls and escalation framework
Review of market making and Automated Client execution activity, to assess monitoring requirements
Manage relationship with front office, Implementation team and technology team/data deliverables for Transaction monitoring
Provide Market Integrity training to BAU monitoring teams and business Supervisors (e.g. Sales and Trading Desk heads)
Establish and build robust Quality Assurance framework for front line monitoring activities
In-Depth / Pattern Analysis of specific high-risk alerts across a variety of Equity trading workflows (order driven, RFQ driven, algo trading, etc.)
Calibration / Back testing of Surveillance models and scenarios
Define requirements and Design next generation surveillance models that can be used by first line
Creation of Procedures and System Controls to ensure sustainable controls are documented in line with Wells Fargo’s risk Management Framework
Manage Model Calibration process to reduce false positives and calibration process documentation/evidence
Engage with peer SMEs and internal resources at all levels and across multiple lines of business/support functions and serve as an experienced advisor to leadership
Provide vision, direction, and expertise to leadership for implementing innovative and significant business solutions that are large scale, global and cross organizational.

Requirements

What you’ll need

5+ years of Securities Product Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Experience in risk management, business controls, or compliance, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Extensive knowledge of Business Execution, Implementation, or Strategic Planning experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Significant experience in trade surveillance monitoring systems/model development, design and calibration including in depth understanding of Model design and calibration processes
Experience with TradingHub, FIS, TCM, and Actimize
Experience of working on trading floor in trading, business manager or e-Trading analyst capacity.
Combination of Strong Sense of Business Orientation, Technology and trading system Platform control management capabilities
Significant experience of delivering Trading platforms/controls for large investment banks.
In depth experience in Regulatory Change including, but not limited to, Trade Surveillance & Business controls for MAR and MiFID
Significant experience in FLOD IT Project / Product Management of large-scale global projects
Experience in Algo trading or equivalent experience building Algo transaction monitoring models
In depth quantitative / data analytical skills, with expertise in analytics/database tools (e.g. SQL, R, Python)

Benefits

Comp & perks

Health benefits
401(k) Plan
Paid time off
Disability benefits
Life insurance, critical illness insurance, and accident insurance
Parental leave
Critical caregiving leave
Discounts and savings
Commuter benefits
Tuition reimbursement
Scholarships for dependent children
Adoption reimbursement

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

trade surveillancemodel calibrationpattern analysisrisk managementbusiness controlsdata analyticsquantitative analysisalgorithm tradingsystem controlsquality assurance

Soft Skills

relationship managementleadershipcommunicationstrategic planningbusiness orientationproblem-solvingtrainingadvisory skillsvision and directioncollaboration