Wells Fargo

Senior Counsel – Wealth & Investment Management

Wells Fargo

full-time

Posted on:

Location Type: Hybrid

Location: Boston • Massachusetts • Minnesota • United States

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Salary

💰 $139,000 - $260,000 per year

Job Level

Senior

About the role

  • Provide advice and guidance on WIM’s Regulation Best Interest obligations
  • Update and draft disclosure in support of WIM’s investment advisory wrap programs
  • Analyze the import of regulatory trends impacting the provision of investment advice in the wealth management space
  • Support evolving WIM and the Legal department priorities
  • Serve as the WIM Legal Division subject matter expert on Regulation Best Interest
  • Collaborate across WIM to update and enhance Regulation Best Interest and investment advisory program disclosures (including Form ADV 2A’s)
  • Provide advice on legal and regulatory issues impacting the provision of investment advice in the wealth management space
  • Support evolving WIM business and Legal department priorities involving Regulation Best Interest, investment advisory wrap programs, and bank managed accounts
  • Lead complex initiatives with broad impact and act as a key participant in large scale planning
  • Identify and analyze complex legal issues, develop conclusions and make recommendations for issue resolution
  • Partner with business leaders and management of other corporate departments to develop and implement risk management programs

Requirements

  • 4+ years of Legal experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • Active State Bar membership or the equivalent in a country outside the United States
Benefits
  • Health benefits
  • 401(k) Plan
  • Paid time off
  • Disability benefits
  • Life insurance, critical illness insurance, and accident insurance
  • Parental leave
  • Critical caregiving leave
  • Discounts and savings
  • Commuter benefits
  • Tuition reimbursement
  • Scholarships for dependent children
  • Adoption reimbursement
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
Regulation Best Interestinvestment advisorydisclosure draftinglegal analysisrisk management
Soft Skills
advice and guidancecollaborationleadershipissue resolutioncommunication
Certifications
Active State Bar membership