Investment Portfolio Control Consultant
Wells Fargo
full-time
Posted on:
Location Type: Hybrid
Location: Saint Louis • Montana • North Carolina • United States
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About the role
- Work with advisors daily providing investment risk data, reviewing investment strategies and benchmarks, and identifying key risk in client accounts.
- Conduct proactive reach outs to advisors to help them reduce investment risk in client accounts.
- Help train advisors on the use of analytic tools and firm resources, key investment risk controls, and the resolution to control alerts.
- Perform various moderately complex activities related to assessing portfolio risk exposures.
- Identify, assess, manage and mitigate current and emerging investment risk.
- Provide an aggregate view of portfolio risk and serves as a subject matter expert for measuring and managing investment risk.
- Produce daily, monthly, quarterly and annual investment risk reports for Sr. Management.
Requirements
- 2+ years of investment portfolio control experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- 2+ years of Investment acumen and Investment risk experience
- FINRA registration including Series 7 and Series 66 (or FINRA recognized equivalents)
- Experience implementing policies and procedures, oversight of controls, and conducting supervisory review tasks.
- Bachelor's degree or higher in accounting or finance, computer science, engineering or other scientific background
- Chartered Financial Analyst (CFA) designation or demonstrated progress toward the designation
Benefits
- Hybrid Work Schedule
- Training on the use of analytic tools and firm resources
- Participation in generating financial risk reports
- Professional development opportunities
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
investment risk datainvestment strategiesportfolio risk exposuresinvestment risk reportsinvestment acumenpolicies and procedures implementationsupervisory reviewrisk managementdata analysisfinancial reporting
Soft Skills
communicationtrainingproactive outreachproblem-solvingsubject matter expertisecollaborationanalytical thinkingattention to detailorganizational skillsclient relationship management
Certifications
FINRA Series 7FINRA Series 66Chartered Financial Analyst (CFA)investment risk certificationfinancial planning certificationcertified financial planner (CFP)financial risk manager (FRM)chartered alternative investment analyst (CAIA)certified investment management analyst (CIMA)certified public accountant (CPA)