Senior Business Execution Consultant
Wells Fargo
full-time
Posted on:
Location Type: Office
Location: West Des Moines • Iowa, Minnesota, Montana, North Carolina • 🇺🇸 United States
Visit company websiteSalary
💰 $87,000 - $154,000 per year
Job Level
Senior
About the role
- Organize and execute assigned business projects aligned to our strategic direction
- Support, document, and coordinate activities related to Form ADV brochure updates, including management workflows, timelines, and partner deliverables across the Business, Compliance, Legal, and Operations.
- Serve as primary backup and subject matter contact for all Form ADV processes, maintaining detailed knowledge of the 12 active brochures across our businesses and associated daily, weekly, monthly, quarterly, and annual routines.
- Meeting with key stakeholders when needed to perform initial assessment of problematic situations
- Formulate recommendations and solutions with attention to resource effectiveness and efficiency
- Participate in a variety of assigned and ongoing business operations to ensure success in meeting business goals and objectives
- Identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics
- Review and research strategies and action plans to establish effective processes while meeting performance metrics, SEC regulatory expectations, and Form ADV reporting requirements.
- Utilize independent judgment to guide moderate risk deliverables
- Create and present recommendations to develop, implement, and monitor strategic approaches, effectiveness of support function, and business performance improvement opportunities for managing risks of the business
- Exercise independent judgment and provide guidance in diverse support functions and operations for a single business group within a line of business
- Collaborate and consult with leaders and executive management
- Provide work direction to less experienced Strategy and Execution staff
Requirements
- 4+ years of Business Execution, Implementation, or Strategic Planning experience
- Brokerage or wealth management experience
- Knowledge of Investment Advisory Rules and Regulations, SEC regulatory filings, particularly Form ADV or equivalent disclosure documentation
- Knowledge of Wells Fargo Wealth & Investment Management line of business
- Management Consulting experience
- Ability to consult, build, and maintain solid working relationships in and outside of immediate department
- Advanced Microsoft Office (Word, Excel, Outlook and PowerPoint) skills
- Good attention to detail and accuracy skills
- Strong organizational, multi-tasking, and prioritizing skills
- Bachelor's degree in Business, Management, or related fields
- CFA, CFP and other related financial industry designations
- Strong written and verbal communication skills
- Excellent Analytical abilities
Benefits
- Health benefits
- 401(k) Plan
- Paid time off
- Disability benefits
- Life insurance, critical illness insurance, and accident insurance
- Parental leave
- Critical caregiving leave
- Discounts and savings
- Commuter benefits
- Tuition reimbursement
- Scholarships for dependent children
- Adoption reimbursement
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
Business ExecutionImplementationStrategic PlanningInvestment Advisory RulesSEC regulatory filingsForm ADVManagement ConsultingAnalytical abilitiesProcess improvementRoot cause testing
Soft skills
Attention to detailOrganizational skillsMulti-taskingPrioritizingWritten communicationVerbal communicationRelationship buildingIndependent judgmentCollaborationConsultation
Certifications
Bachelor's degree in BusinessBachelor's degree in ManagementCFACFP