Senior Guideline Monitoring Analyst

Wellington Management

Senior Analyst in investment operations ensuring compliance with client guidelines and regulatory requirements. Collaborating with investment teams utilizing strong analytical and organizational skills.

Posted 6/17/2026full-timeSingapore • 🇸🇬 SingaporeSeniorWebsite

About the role

Key responsibilities & impact

Focus on providing support to investment teams, to ensure that investment transactions and holdings are compliant with client guidelines and regulatory requirements
Reviews Investment Management Agreements, evaluates client guidelines, and maintains the guideline monitoring system, called Sentinel
Performs real-time, pre-trade support with investors
Resolves post-trade incident exceptions generated from Sentinel
Work collaboratively with other Guideline Monitoring Analysts, as well as other internal teams, specifically our Global Relationship Teams, Product Management and Portfolio Management
Develop a deep understanding of investment strategies relative to client guidelines and regulatory requirements

Requirements

What you’ll need

Candidate must demonstrate a working knowledge of investment types, including equity and fixed income products, and derivative securities
Prior experience in guideline monitoring, investment operations or compliance, or an understanding of different regulatory regimes would be advantageous but is not required
Candidate should be energetic, self-confident, and have an inquisitive mind
An ideal candidate should be a self-starter who is results-driven, and be controls conscious
Possess strong organizational skills and proven ability to manage assignments with competing priorities
Exhibit strong interpersonal and communicative abilities
Demonstrated capability to perform both independently and collaboratively
Possess excellent attention to detail
Exhibit strong proficiency in computer skills and digital literacy, particularly with Word, Excel, and similar software applications

Benefits

Comp & perks

Professional development opportunities
Flexible work arrangements

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

guideline monitoringinvestment operationscomplianceinvestment typesequity productsfixed income productsderivative securitiesattention to detaildigital literacycomputer skills

Soft Skills

energeticself-confidentinquisitiveself-starterresults-drivencontrols consciousstrong organizational skillsinterpersonal abilitiescommunicative abilitiesability to manage competing priorities