Senior Compliance Manager
Waystone
full-time
Posted on:
Location Type: Hybrid
Location: Leeds • 🇬🇧 United Kingdom
Visit company websiteJob Level
Senior
About the role
- Reporting to the Head of Compliance and MLRO
- Manage the Compliance Advisory & Policy team
- Monitor, analyse and liaise with the business to implement regulatory change/developments/best practice
- Advise the business on regulatory matters
- Maintain and promote effective compliance organisational practices
- Ensure the Compliance Advisory & Policy team has sufficient resources.
- Ensure that effective advice is provided on compliance matters and regulatory change
- Advise the business on regulatory matters around the launch of new funds, changes to and the closure/merger of existing funds
- Assist and support the Head of Compliance in ongoing maintenance, enhancement, development and operation of compliance training programs
Requirements
- Educated to degree level (or equivalent)
- At least 10 years’ experience in asset management / investment funds compliance
- Experience of managing a team
- Ideally with post graduate qualifications relevant to FCA regulated business.
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Soft skills
team managementadvisory skillsanalytical skillscommunication skillsorganizational skills
Certifications
post graduate qualificationsFCA regulated business