Senior Manager, Compliance
VISTRA
full-time
Posted on:
Location Type: Office
Location: 🇬🇬 Guernsey
Visit company websiteJob Level
Senior
About the role
- To provide compliance support and guidance to Vistra Fund Services (Guernsey) Limited and Vistra Trust Company (Guernsey) Limited and act as Nominated Officer and Compliance Officer, MLRO & MLCO for the POI licences.
- To monitor the POI Licensees compliance with policies, procedures and controls to forestall, prevent and detect ML, TF and PF.
- To monitor, provide guidance and make recommendations and provide reporting to the POI Boards in relation to compliance with relevant regulatory legislation, policies, procedures and controls.
- To review internal SAR’s received and externalise where appropriate, ensuring that the SAR register is updated.
- To ensure production orders are dealt with by the relevant deadline.
- To prepare and present Compliance Officer, MLCO & MLRO reports to the Boards of POI Licensees on a quarterly basis.
- Promote and encourage a culture of compliance and ethics throughout business communicating these values to colleagues.
- To provide support to the Head of Compliance
Requirements
- At least 5 years’ Compliance experience.
- A thorough knowledge of the local regulatory legislation and requirements.
- Holding a relevant compliance or other professionally recognised qualification in relevant disciplines; or
- Undertaking studies to achieve a compliance or other professionally recognised qualification, whilst having significant relevant experience in a regulated financial business in the area of Compliance.
Benefits
- 27 days annual leave per annum
- Private medical insurance *
- Occupational Pension plan
- Group income protection *
- Death in service *
- Professional subscription per year
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
compliance supportmonitoring compliancereportinginternal SAR reviewproduction order managementguidance and recommendations
Soft skills
communicationleadershipethical culture promotion
Certifications
compliance qualification