VFX Financial PLC

Compliance Monitoring Manager

VFX Financial PLC

full-time

Posted on:

Location Type: Hybrid

Location: London • United Kingdom

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About the role

  • Deliver monitoring reviews in line with the established Compliance Monitoring Programme and annual monitoring plan
  • Execute control-based and thematic reviews across key risk areas, including AML/CTF, sanctions, payments, FX, and operational compliance
  • Assess whether policies, procedures, and controls are designed and operating effectively against regulatory expectations
  • Apply structured, evidence-based testing and maintain clear audit trails for all reviews
  • Clearly document findings, root causes, and recommendations arising from monitoring activity
  • Track actions and remediation plans to completion, working constructively with first-line teams
  • Produce clear, concise monitoring reports with practical, proportionate recommendations
  • Ensure monitoring outputs are consistent, well-structured, and easy for stakeholders to understand
  • Support continuous improvement of monitoring processes, templates, and ways of working

Requirements

  • 2–4 years’ experience in Compliance, Compliance Monitoring, Risk, or Internal Audit within financial services
  • Experience in payments, FX, e-money, fintech, or another fast-moving, regulated environment
  • Strong first-line compliance experience with exposure to controls, QA, reviews, or assurance welcomed
  • Understanding of UK regulatory frameworks (e.g. FCA Handbook, MLRs 2017, JMLSG, sanctions regimes)
  • Familiarity with risk-based monitoring or assurance methodologies is a plus, but not essential.
Benefits
  • Generous Profit Share Plan (PSP)
  • Equity via the Company Share Option Plan (CSOP)
  • Competitive salary
  • Hybrid working 3-days per week at our Aldgate office
  • Annual all-expenses paid company incentive trip abroad
  • Flexible learning & development budget
  • Weekly events like Supper Club, Thursday Happy Hour & regular socials
  • Fresh fruit, breakfast staples & fully stocked drinks fridge in the office
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
compliance monitoringrisk assessmentAMLCTFsanctionspaymentsFXaudit trailsevidence-based testingmonitoring reports
Soft Skills
communicationdocumentationcollaborationproblem-solvingattention to detailanalytical thinkingstakeholder engagementcontinuous improvement