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Risk Advisor, Business Assurance – Controls
VanguardRisk Advisor focused on risk management in wealth management for Vanguard. Collaborating with business leaders and Compliance to enhance risk strategies and control effectiveness.
Posted 6/4/2026full-timeMalvern • North Carolina, Pennsylvania • 🇺🇸 United StatesMid-LevelSeniorWebsite
About the role
Key responsibilities & impact- Identify and assess risks across advisory products, client interactions, and business processes
- Partner with business leaders to develop practical, business-aligned risk mitigation strategies
- Evaluate and enhance control design and effectiveness to improve risk outcomes
- Perform root cause analysis and support remediation of risk events and control gaps
- Leverage data and risk metrics to identify trends and inform decision-making
- Support key risk management practices including risk assessments, issue management, and governance routines
- Partner with the business to evaluate risk in new initiatives and process changes
- Act as a liaison across business, Compliance, Risk, and Audit to drive aligned solutions
Requirements
What you’ll need- Typically 5–10 years of experience in risk management, controls, compliance, or operational risk
- Experience supporting wealth management, advisory, brokerage, or financial services businesses preferred
- Experience with risk assessments, issue management, control evaluation, or governance preferred
- Experience leveraging risk metrics or reporting strongly preferred
- Undergraduate degree required; advanced degree preferred
- Strong communication and analytical skills.
Benefits
Comp & perks- Health insurance
- Flexible working hours
- Professional development opportunities
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
risk managementcontrolscomplianceoperational riskrisk assessmentsissue managementcontrol evaluationgovernancedata analysisroot cause analysis
Soft Skills
communicationanalytical skills