Risk & Controls Advisor – Advice & Wealth Management
Vanguard
full-time
Posted on:
Location Type: Hybrid
Location: Malvern • North Carolina • Pennsylvania • United States
Visit company websiteExplore more
About the role
- Identify and assess risks across advisory products, client interactions, advisor workflows, and brokerage operations
- Partner with business leaders to develop practical risk mitigation strategies
- Evaluate control design and operating effectiveness; perform root cause analysis and drive remediation
- Provide consultative support on risk events, trends, and emerging issues
- Support policy development, governance, and ongoing monitoring
- Serve as a risk and controls subject matter resource for the wealth business
Requirements
- Minimum of five years' related work experience
- Two years’ experience in risk management
- Undergraduate degree or equivalent combination of training and experience
- Graduate degree preferred
- Experience supporting advice or wealth management businesses preferred
- Strong understanding of regulatory and risk management principles
- Excellent communication and analytical skills
Benefits
- Health insurance
- Retirement plans
- Paid time off
- Flexible work arrangements
- Professional development
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
risk managementroot cause analysiscontrol designoperating effectivenessrisk mitigation strategiespolicy developmentgovernancemonitoring
Soft Skills
communication skillsanalytical skills